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Showing 62 to 71 of 21338 search results for warning notice.

62. FCA Warning List of unauthorised firms

    Search our Warning List to find details of unauthorised firms and individuals that we’re aware of, that aren’t allowed to operate in the UK.

63. FSA Final Notice 2009: Mark Lockwood [pdf]

    Final notices Published: 01/09/2009 Last modified: 14/06/2014
    FSA Final Notice 2009: Mark Lockwood

64. FSA Final Notice 2008: William John Evans [pdf]

    Final notices Published: 14/10/2008 Last modified: 14/06/2014
    FSA Final Notice 2008: William John Evans

65. FSA Final Notice 2007: Peter Lindsay Freeman Hendry (trading as The Financial Practice) [pdf]

    Final notices Published: 20/02/2007 Last modified: 14/06/2014
    FSA Final Notice 2007: Peter Lindsay Freeman Hendry (trading as The Financial Practice) - RDC Template Warning Notice

66. 2022 fines

    News stories Published: 28/02/2022 Last modified: 04/01/2023
    Enforcement fines published in 2022.

67. AIFMD updates

    Focus areas Published: 08/06/2016 Last modified: 05/07/2023
    There are several updates the FCA has published on Alternative Investment Fund Managers Regulations. Find out about the FCA's updated guides and forms.

68. Sign up for FCA events updates

    Last modified: 11/01/2023
    Warning message. ... See our privacy notice for further information about the way we use the personal data collected in this form.

69. Operational Resilience

    Tasks for firms Published: 17/05/2017 Last modified: 04/03/2024
    We set out the requirements of our policy and how to report an operational disruption.

70. Validation Orders

    Firms Consumer credit firms Published: 09/10/2019 Last modified: 13/02/2023
    The FCA explains what Validation Orders are, the difference between agreements entered into before or after 1 April 2014 and how to apply for one.

71. Egress Switch encryption software

    Last modified: 27/02/2023
    The FCA shares information on the Egress Switch email encryption software to securely share confidential information by email and send and receive large files.

72. Business interruption insurance

    Firms Focus areas Published: 11/05/2020 Last modified: 05/04/2024
    Find out about how we obtained legal clarity on business interruption (BI) insurance during the coronavirus (Covid-19) crisis.