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Showing 141 to 150 of 3030 search results for under PSD2.

141. Training and competence

     Tasks for regulated firms Published: 12/05/2015 Last modified: 10/02/2023
     Our training and competence regime makes sure the financial services workforce is appropriately qualified and well regulated.

142. Other exclusion

     Firms Published: 21/09/2017 Last modified: 23/02/2023
     See the PSRs 2017, PERG* and the FCA's Approach Document to understand whether the exclusion you are operating under will continue to apply to you.

143. Firm specific complaints data

     Data Published: 19/10/2023 Last modified: 25/04/2024
     The FCA provides complaints data at firm level by different product categories. The data can be accessed through the firm specific sortable tables or downloaded in Excel.

144. Change in Control

     Tasks for firms Published: 01/08/2015 Last modified: 23/02/2024
     Find out when you need to notify us to acquire or change control in a firm that we regulate.

145. Market Watch 77

     Newsletters Published: 14/02/2024 Last modified: 14/02/2024
     Newsletter on market conduct and transaction reporting issues, February 2024.

146. Annual returns and accounts: mutual societies

     Tasks for firms Published: 10/05/2015 Last modified: 03/04/2024
     How to submit your annual returns and accounts to the Financial Conduct Authority or the Prudential Regulation Authority.

147. AIFM reporting

     Focus areas Published: 08/06/2016 Last modified: 08/02/2023
     ESMA published its final guidelines on the reporting obligations for Alternative Investment Fund Managers (AIFMs) on 8 August 2014.

148. UK EMIR library

     Markets Markets policy Published: 23/05/2016 Last modified: 12/03/2024
     To help understand your firm’s requirements, see our links to useful information on UK European Market Infrastructure Regulation (UK EMIR), including statutory information and Handbook guidance for implementing UK EMIR.

149. Requests for letters of goodstanding

     Last modified: 14/10/2020
     Please state the lawful basis under which this information is requested including your statutory function.

150. Future into focus

     Speeches Published: 19/09/2013 Last modified: 19/09/2013
     Speech by Martin Wheatley, Chief Executive, the FCA, at the International Swaps and Derivatives Association (ISDA) conference, London. This is the text of the speech as drafted, which may differ from the delivered version.