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Showing 121 to 130 of 488 search results for under MiFID II.

121. UK MiFIR data reporting and LIBOR transition

     Markets Published: 09/07/2021 Last modified: 23/05/2022
     We aim to clarify expectations for investment firms and trading venues submitting UK MiFIR transaction reports and instrument reference data in relation to LIBOR transition

122. Partly contested cases, the pipeline and AML investigations

     Speeches Published: 04/04/2019 Last modified: 04/04/2019
     FCA Director of Enforcement and Market Oversight, Mark Steward, delivers a speech on MIFID II and ways to fight financial crime.

123. Challenges for the regulator - consumer credit, long-term savings and an ageing population

     Speeches Published: 04/10/2017 Last modified: 04/10/2017
     Speech by Andrew Bailey, Chief Executive at the FCA, delivered at City Banquet, Mansion House.

124. Andrew Bailey speech at the Annual Public Meeting 2018

     Speeches Published: 11/09/2018 Last modified: 11/09/2018
     Speech by Andrew Bailey, Chief Executive of the FCA, delivered at our 2018 Annual Public Meeting.

125. Firms continuing operating in the UK under the Temporary Permissions Regime - February 2021

     FOI Release Date of Release: 01/02/2021
     The FCA provides information about firms that notified the FCA they wished to continue operating in the UK at the end of the Brexit transitional period.

126. Preparing for Brexit in financial services: the state of play

     Speeches Published: 16/09/2019 Last modified: 16/09/2019
     Speech by Andrew Bailey, Chief Executive of the FCA, delivered at Bloomberg - London

127. Why free trade and open markets in financial services matter

     Speeches Published: 06/07/2017 Last modified: 06/07/2017
     Speech by Andrew Bailey, Chief Executive of the FCA, at Reuters Newsmaker event.

128. How regulation can prepare the ground for economic growth

     Speeches Published: 27/09/2022 Last modified: 27/09/2022
     Speech by Sarah Pritchard, Executive Director, Markets at the City and Financial Global: The Future of UK Financial Services Regulation Summit.

129. Regulating financial innovation – going behind the scenes

     Speeches Published: 02/07/2019 Last modified: 11/09/2019
     Speech by Christopher Woolard, Executive Director of Strategy and Competition at the FCA, delivered at the Cambridge Centre for Alternative Finance annual conference, Judge Business School.

130. FCA statement on the Work Plan for ESMA opinions on pre-trade transparency waivers and commodity position limits

     Statements Published: 28/09/2017 Last modified: 28/09/2017
     In the event that we decide it is necessary to change these limits in the light of ESMA opinions, or as otherwise required under MIFID II, we will provide an appropriate ... The FCA’s work plan as detailed can also be found on our MiFID II webpage.