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Showing 1 to 10 of 213 search results for obligations under MiFID II.

1. UK EMIR news

   Markets policy Published: 24/05/2016 Last modified: 18/12/2023
   Read our archive of news relating to EMIR dating back to August 2013.

2. Key requirements of firms

   Firms Published: 30/09/2020 Last modified: 31/03/2022
   Firms should have prioritised these key requirements following the end of the transition period.

3. FCA statement on share trading obligations

   Statements Published: 19/03/2019 Last modified: 19/03/2019
   The FCA's response to ESMA’s statement on share trading obligations under MiFID II.

4. The basic advice regime under MiFID II & IDD

   Financial advisers Published: 19/04/2018 Last modified: 16/02/2023
   The FCA explains the update that includes important information for firms selling stakeholder products using basic advice and the impact of MiFID II and IDD.

5. Investor protection under MiFID II

   Speeches Published: 20/10/2015 Last modified: 20/10/2015
   Speech by David Geale, Director of Policy, FCA, delivered at the FCA MiFID II Conference, London. This is the text of the speech as drafted, which may differ from the delivered version.

6. A Better View

   Speeches Published: 20/09/2017 Last modified: 20/09/2017
   Speech by Mark Steward, Director of Enforcement and Market Oversight at the FCA, delivered at the AFME European Compliance and Legal Conference 2017

7. Brexit – what we expect firms and other regulated persons to do now

   Statements Published: 01/02/2019 Last modified: 31/01/2020
   The Treasury has published draft legislation that would temporarily empower the FCA and the Bank of England/Prudential Regulation Authority (PRA) to make transitional provisions if the UK leaves the EU without an agreement in place. We intend to use

8. Periodic auctions

   Research insights Published: 25/06/2018 Last modified: 28/06/2018
   With MiFID II altering the landscape of equity markets, we take a look at this emerging trading format – with the help of data. 

9. Brexit resources

   Focus areas Published: 09/03/2018 Last modified: 12/08/2022
   This page lists our news and statements, speeches, publications and other pages related to Brexit.

10. UK EMIR

    Markets Markets policy Published: 23/05/2016 Last modified: 10/01/2023
    The UK European Market Infrastructure Regulation (UK EMIR) covers derivatives, central counterparties and trade repositories. Find out how it applies to your firm.