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Showing 1 to 10 of 198 search results for reporting rules under MiFID II.

1. UK EMIR news

   Markets policy Published: 24/05/2016 Last modified: 18/12/2023
   Read our archive of news relating to EMIR dating back to August 2013.

2. Key requirements of firms

   Firms Published: 30/09/2020 Last modified: 31/03/2022
   Firms should have prioritised these key requirements following the end of the transition period.

3. FCA announces extension to its use of the temporary transitional power

   Press Releases Published: 25/07/2019 Last modified: 25/07/2019
   The Financial Conduct Authority (FCA) today confirmed it intends to extend the proposed duration of the directions issued under the temporary transitional power to the 31 December 2020. This is to reflect the extension of Article 50. Other than the

4. Financial Conduct Authority outlines how it would use the temporary transitional power

   Press Releases Published: 01/02/2019 Last modified: 11/04/2024
   The FCA has set out how it would use the temporary transitional power in the event the UK leaves the EU without an agreement.

5. Brexit and beyond

   Speeches Published: 21/03/2019 Last modified: 21/03/2019
   Speech delivered by Nausicaa Delfas, Executive Director of International at the FCA, at City and Financial, 4th UK Financial Services Brexit Summit.

6. Regulation of markets in financial instruments

   Firms Focus areas Markets Markets policy Published: 23/05/2016 Last modified: 11/08/2023
   UK legislation and rules regulating markets in financial instruments are known as the UK MiFID framework. The FCA explains these requirements for investment firms and trading venues.

7. Brexit resources

   Focus areas Published: 09/03/2018 Last modified: 12/08/2022
   This page lists our news and statements, speeches, publications and other pages related to Brexit.

8. MiFID II: applications for permissions needed now

   News stories Published: 19/06/2017 Last modified: 19/06/2017
   MiFID II applies from 3 January 2018, and will deliver some important changes to financial services regulation in the UK.

9. Trading venues and systematic internalisers – changes in security statuses

   Markets policy Published: 21/12/2017 Last modified: 21/12/2022
   Trading venues and systematic internalisers may have to notify the FCA when there are changes in the status of the securities they trade.

10. Independence, confidence and fairness

    Speeches Published: 04/02/2016 Last modified: 04/02/2016
    Speech by Tracey McDermott, Acting Chief Executive, FCA, delivered at Bloomberg, in the City of London, on 4 February 2016, London. This is the text of the speech as drafted, which may differ from the delivered version.