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Showing 61 to 70 of 124 search results for summa capital.

61. External audit requirements for small personal investment firms or service companies

    Tasks for regulated firms Published: 06/08/2015 Last modified: 09/02/2023
    Learn more about the external audit requirements for small personal investment firms or service companies and what you need to do.

62. PRIIPs Regulation

    Tasks for regulated firms Published: 03/12/2015 Last modified: 13/02/2023
    Regulations for packaged retail investment products (PRIIPs) began in January 2018. Learn more about the definitions of PRIIPs products and who this regulation affects.

63. Consumer credit reporting

    Tasks for regulated firms Published: 11/05/2015 Last modified: 09/02/2023
    Find out the reporting requirements for firms authorised to carry out regulated consumer credit activities.

64. Custodians

    Firm authorisation Published: 05/07/2023 Last modified: 18/10/2023
    Find out what permissions you'll need to apply to the FCA for authorisation, how much you'll need to pay and what the FCA expects to see in your application.

65. Onshoring and the Temporary Transitional Power

    Firms Published: 30/09/2020 Last modified: 27/01/2023
    Our use of the Temporary Transitional Power (TTP) has ended. We explain how we used it and where it still applies to firms.

66. Payment Protection Insurance (PPI) reporting form

    Tasks for regulated firms Published: 08/05/2016 Last modified: 09/02/2023
    Find the reporting form to be used by firms that have been requested to provide monthly data on specific PPI management information.

67. Apply to become a claims management company

    Firm authorisation Published: 27/04/2020 Last modified: 19/12/2023
    Find out how to apply to the FCA for authorisation if you’re a claims management company (CMC) or you provide claims management activities.

68. MLA J: Fee tariff measures FAQs

    Registers and systems Published: 13/05/2016 Last modified: 13/06/2022
    MLA J: Fee tariff measures FAQs

69. Apply to vary your permissions, limitations or requirements

    Tasks for firms Published: 29/07/2015 Last modified: 16/08/2023
    Find out how to apply to change the e-money or payment services you provide.

70. Money laundering registration

    Tasks for firms Published: 22/02/2016 Last modified: 18/03/2024
    Find out about money laundering registration, including when to register, de-register or tell the FCA about a change.