Search results

Showing 191 to 200 of 818 search results for senior managers regime.

191. Cryptoassets: AML / CTF regime - Registering with the FCA

     Published: 22/03/2023 Last modified: 31/01/2024
     You must register with us if you want to provide cryptoasset services that come within the scope of money laundering regulations. Find out if this applies to you and how to register.

192. Coronavirus: Information for small businesses that are customers of financial services firms

     Firms Published: 07/06/2020 Last modified: 26/05/2021
     Information on the Government support available during the coronavirus (Covid-19) pandemic and as businesses look to recover and grow.

193. Regimes for EEA firms and investment funds that passported into the UK

     Firms Focus areas Published: 31/12/2020 Last modified: 13/03/2024
     EEA-based firms and investment funds can no longer passport into the UK. Find out about the regimes that help those firms operate or wind down their business.

194. Speech: Culture in UK banking – regulatory priorities

     Insight Published: 18/10/2016 Last modified: 17/02/2017
     Hence the main aim of our major initiative, the Senior Managers and Certification Regime or ‘SMCR’, is to drive cultural change. ... FCA’s Senior Managers Regime for financial firms.

195. FCA publishes 2016/17 Business Plan

     Press Releases Published: 05/04/2016 Last modified: 05/04/2016
     extend the Senior Managers and Certification Regime to all FSMA firms, supervising the major UK FICC benchmarks and launching the 'Regulatory Sandbox' to give firms a safe space to test innovative

196. RCB key documents

     Published: 13/05/2016 Last modified: 27/03/2024
     Find our key documents and useful information if the regulated covered bonds regime applies to your firm.

197. Submit a change in control notification

     Tasks for firms Published: 12/10/2019 Last modified: 13/12/2023
     Find out how to prepare your notification and understand what happens after you submit it.

198. The supervision of sponsors

     Markets Published: 04/05/2016 Last modified: 13/06/2022
     Our supervision of sponsors is distinct from our supervision of authorised firms. We focus on ensuring sponsors fulfil their responsibilities under the listing regime.

199. Dear CEO letter: Authorised push payment (APP) fraud [pdf]

     Correspondence Published: 31/01/2018
     We have published a Dear CEO letter about authorised push payment (APP) fraud and the APP Best Practice Standards developed by UK Finance, asking firms to consider how they are tackling APP fraud within the context of the Senior Managers &

200. FCA statement on proposals to introduce a public register

     Statements Published: 26/02/2018 Last modified: 26/02/2018
     Later this year, the Financial Conduct Authority (FCA) will consult on proposals to make information available on a wider range of individuals at authorised firms.