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Showing 202 to 211 of 1162 search results for regulation round up.

  1. Regulation Round-up - sign up

    March 2019 is the last month Regulation round-up will be available on our website. You can continue to receive Regulation round-up each month by signing up to our newsletter.

  2. RegTech

    Tasks for firms Focus areas Published: 11/09/2017 Last modified: 12/04/2024
    RegTech applies to new technologies developed to help overcome regulatory challenges in financial services.

  3. Sustainability

    Speeches Published: 22/07/2014 Last modified: 05/08/2014
    off the road and retraining; withdrawing financial promotions all the way up to changes to boards and governance arrangements. ... The model designed to reduce uncertainty and manage risk more effectively ended up achieving the exact opposite.

  4. Balance of interests

    Speeches Published: 26/06/2013 Last modified: 18/01/2017
    Speech by Martin Wheatley, Chief Executive, the FCA, at the International Derivatives Expo, London. This is the text of the speech as drafted, which may differ from the delivered version.

  5. PPI complaints

    PPI Consumers Published: 24/02/2023 Last modified: 24/02/2023
    Payment Protection Insurance (PPI) was often mis-sold to customers. Find out more about the deadline for PPI complaints, and how to protect yourself from scams.

  6. Developing your career

    Published: 28/09/2016 Last modified: 20/10/2022
    Find out how we support you throughout your career with us, with a combination of on-the-job learning and opportunities to join development programmes.

  7. 2018 Disclosure Log

    Last modified: 14/09/2020
    The aim of the FCA's Disclosure Log is to keep information that it has released under the Freedom of Information Act and which it thinks is of wider public interest. Find the Disclosure Log for 2018. 

  8. The Future of the City

    Speeches Published: 05/02/2018 Last modified: 05/02/2018
    Speech by Andrew Bailey, Chief Executive of the FCA, at the Future of the City dinner.

  9. Account information service (AIS) only

    Last modified: 22/09/2017
    These services already exist in the UK, however, PSD2 will bring them within the scope of regulation. ... take firms up to three months from the date they submit a complete notification, before they can start passporting or trading through an agent

  10. Innovation Pathways

    Firms Published: 27/03/2022 Last modified: 09/05/2024
    Innovation Pathways can help if you have questions about regulation and how it applies to your innovative product. Find out more and how to apply.

  11. Knowledge Base

    Markets Primary markets Published: 02/05/2016 Last modified: 29/04/2024
    The Knowledge Base is our source of technical guidance on our Listing Rules, Prospectus Regulation Rules and Disclosure and Transparency Rules.