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Showing 1 to 10 of 16243 search results for registered with us.

  1. Financial Services Register

    Registers and systems Published: 28/04/2016 Last modified: 04/11/2022
    The Financial Services Register is a public record of firms, individuals and other bodies that are PRA and/or FCA authorised. Search the register to find out if a firm is registered.

  2. Using the Financial Services Register

    Consumers Your rights Published: 20/03/2023 Last modified: 14/12/2023
    Find out how to check if a firm is authorised, what it means if you’re using an Appointed Representative, and what to do if a firm is unauthorised.

  3. Directory of certified and assessed persons

    Tasks for regulated firms Published: 04/09/2019 Last modified: 10/02/2023
    Find out how you can prepare and amend your certified and assessed person submission, and why it's important to confirm your details.

  4. Obtaining a data extract from the Financial Services Register

    Published: 14/05/2016 Last modified: 29/11/2023
    How you can order an extract of data from the Financial Services (FS) Register.

  5. Reporting obligation

    Markets policy Published: 22/05/2016 Last modified: 02/04/2024
    Under UK European Markets Infrastructure Regulation (UK EMIR) requirements, all counterparties must report any derivative contract concluded, modified or terminated. Find out more about submitting your firm's obligations.

  6. Finding your registered documents

    Tasks for regulated firms Published: 12/05/2015 Last modified: 24/02/2023
    How to get information about your mutual society, including original registration documents, copies of your rules, and other registered documents.

  7. Requests for letters of goodstanding

    Last modified: 14/10/2020
    Whether the firm has been subject to censure, criticism or disciplinary proceedings by us. ... If a firm or individual has never been authorised, registered or approved by us, we are unable to provide a letter of goodstanding.This is because we will have

  8. Securitisation Repositories

    Markets Markets policy Published: 20/09/2020 Last modified: 10/01/2024
    A Securitisation Repository (SR) is a legal entity that centrally collects and maintains the records of securitisations. Read more on how to apply.

  9. Apply to be a registered AIFM

    Focus areas Published: 06/06/2016 Last modified: 05/07/2023
    Learn how to apply to us to be a small registered Alternative Investment Fund Manager (AIFM), including SEF and RVECA managers.

  10. Cryptoassets: AML / CTF regime

    Tasks for firms Published: 21/10/2019 Last modified: 15/01/2024
    We are the anti-money laundering and counter-terrorist financing (AML/CTF) supervisor of UK cryptoasset businesses under the money laundering regulations. Learn more about the regime.