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Showing 1 to 11 of 1749 search results for register for checking the details.

  1. Directory Persons

    Tasks for regulated firms Published: 06/09/2019 Last modified: 06/09/2019
    The Directory is the new public register for checking the details of key people working in financial services. As part of the Senior Managers and Certification Regime (SM&CR), the Directory will provide a range of information. From 9 September 2019 firms are required to submit their data. See how to submit your data.
  2. PS19/7: Finalising the Directory

    Policy statements Published: 08/03/2019 Last modified: 08/03/2019
    This Policy Statement sets out the final rules on the Directory, a new public register for checking the details of key individuals working in the financial services. It also summarises the feedback we received to Consultation Paper CP18/19 and our response.
  3. Opening a bank account

    Consumers Published: 18/04/2016 Last modified: 08/12/2017
    Find out what you have to do and what your rights are when opening a bank account.
  4. How we process approved person applications

    Tasks for regulated firms Published: 12/05/2015 Last modified: 06/08/2019
    When you send your application form on Connect, the system will generate an automated response acknowledging receipt and submission.
  5. Regulation round-up March 2019

    Newsletters Published: 26/03/2019 Last modified: 26/03/2019
    Regulation round-up is our monthly update on the latest news that affects your sector.
  6. User guide: submitting multiple entries to the Directory [pdf]

    Documents Published: 06/09/2019
    To help firms submit data to the Directory, a new public register for checking details of key people working in financial services as part of SM&CR.
  7. Wealth management

    Consumers Published: 18/04/2016 Last modified: 29/05/2018
    Find out about wealth management services and how to ensure you get the service you expect.
  8. An update on our approach to authorisation and our Brexit preparations

    Speeches Published: 30/10/2018 Last modified: 30/10/2018
    Speech by Sarah Rapson, Director, Authorisations at the Association of Professional Compliance Consultants (APCC) Autumn Conference.
  9. Clone firms and individuals

    Scams Published: 29/03/2016 Last modified: 06/07/2016
    Find out why fraudsters claim to be from a legitimate firm authorised by us, how to protect yourself and what to do if you are scammed.
  10. ScamSmart - How to avoid pension scams

    ScamSmart Consumers Scams Last modified: 28/06/2019
    Learn how to protect yourself from investment and pension scams. Check if you’re dealing with an authorised firm and what to do if you suspect a scam.