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Product sales data: process related aspects FAQs
Product sales data: process related aspects FAQs -
Turning technology against financial crime
Speech by Megan Butler, Executive Director of Supervision – Investment, Wholesale and Specialists at the FCA, delivered at the Royal United Services Institute, London. -
Implementing Technology Change
This review sets out the findings from our cross-Financial Services change management review which looked at how financial firms manage technology change, the impact of change failures and the practices utilised within the industry to help reduce -
Regulatory Developments and the Changing Market Structure
Speech by David Lawton, Director of Markets at the FCA, at the American Bar Association Capital Markets Conference, Law Society, London, Thursday 27 February 2014. This is the text of the speech as drafted, which may differ from the delivered version -
Total Debt Relief Limited (TDR) in liquidation
The Financial Conduct Authority (FCA) has obtained a compulsory court order for the winding up of Total Debt Relief Ltd (TDR) on public interest grounds. This follows earlier action by the FCA to obtain an urgent High Court Order appointing a -
Davis & Co LLC (clone of FCA authorised firm)
Fraudsters are using the details of firms we authorise to try to convince people that they work for a genuine, authorised firm. Find out more about this 'clone firm'. -
AXA Isle of Man (clone of FCA authorised firm)
Fraudsters copy the details of firms we authorise to try and convince people that their firm is genuine. Find out why you shouldn’t deal with this clone firm. -
Best Investment Guide (clone of FCA authorised firm)
Best Investment Guide (clone of FCA authorised firm) is not authorised or registered by the FCA but has been targeting people in the UK, claiming to be an authorised firm. Find out why you should be wary of dealing with this unauthorised firm and -
Debt Issuers: Early Engagement Team and Enquiry Service
Find out about the Early Engagement Team and our Enquiry Service for debt issuers -
Cultural evolution: how culture must change to meet expectations
Speech by Emily Shepperd, Chief Operating Officer and Executive Director of Authorisations, delivered online at the Westminster Business Forum.