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Showing 142 to 151 of 12165 search results for register with us for temporary permission.

142. Our Mission

     Our Mission publication is available via the National Archives - it has been superseded by our 3-year Strategy.

143. Leaving SRO or CRO

     Published: 03/03/2021 Last modified: 02/01/2024
     Find out how to cancel a temporary permission if your firm is in the TPR or SRO.

144. Coronavirus (Covid-19) Financial Resilience Survey

     Statements Published: 01/06/2020 Last modified: 26/05/2022
     We are asking around 13,000 firms to complete a short survey to help us obtain a more accurate view of firms’ financial resilience as a result of coronavirus (Covid-19).

145. Regulatory change for firms as Brexit transition period ends

     News stories Published: 31/12/2020 Last modified: 31/12/2020
     As of 11pm on 31 December 2020, the transition period ended and EU laws no longer apply in the UK. For many financial services businesses, this means changes to existing systems and services.

146. Apply for fund recognition

     Tasks for firms Published: 11/05/2015 Last modified: 18/07/2023
     Investment funds that are structured as collective investment schemes must be authorised or recognised by us to be promoted to retail investors in the UK.

147. Transaction reporting

     Markets Transaction reporting Published: 29/05/2016 Last modified: 12/01/2024
     We use transaction reports to detect and investigate suspected market abuse. Find out more about the submission of transaction reports and the data they should contain.

148. FCA Connect

     Registers and systems Published: 03/05/2016 Last modified: 09/02/2023
     FCA Connect is our user management system for you to submit applications and notifications. Use it to notify us about approved persons or suspicious transactions or apply for MiFID II.

149. Fees and levies

     Tasks for firms Published: 08/05/2015 Last modified: 13/07/2023
     Find out about the fees the FCA charge and what they cover, and the levies they collect for organisations that are part of the regulatory system.

150. Considerations for firms after the transition period

     Firms Published: 11/07/2018 Last modified: 12/03/2024
     Find out how Temporary Transitional Power (TTP) may affect you. It will depend on several factors, including the nature of your business and where your customers are located.

151. FCA statement on EU withdrawal following the March European Council

     Statements Published: 28/03/2018 Last modified: 28/03/2018
     The Financial Conduct Authority (FCA) welcomes the agreement reached on the terms of an implementation period that will apply following the UK’s withdrawal from the European Union.

152. Electronic Commerce Directive: operation after the transition period

     Firms Focus areas Published: 16/07/2020 Last modified: 12/01/2023
     The ability for UK firms to continue to service EEA customers using the ECD exclusion has ended. Find out more about how this may affect you.