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Showing 72 to 81 of 148 search results for register for checking the details of key.

  1. Annual returns and accounts: mutual societies

    Tasks for firms Published: 10/05/2015 Last modified: 03/04/2024
    How to submit your annual returns and accounts to the Financial Conduct Authority or the Prudential Regulation Authority.
  2. Getting the right investor outcomes

    Speeches Published: 24/09/2014 Last modified: 30/09/2014
    Speech by William Amos, Director of Wholesale Banking and Investment Management at the Investment Week Fund Management Summit, London. This is the text of the speech as drafted, which may differ from the delivered version.
  3. FCA to launch enhanced Financial Services Register

    Mortgage lenders and intermediaries News stories Published: 09/07/2020 Last modified: 13/07/2020
    The FCA will be replacing its existing Financial Services Register with an enhanced Financial Services Register. We will then add a directory of certified and assessed persons to the Register.
  4. Apply to become a mortgage broker

    Firm authorisation Published: 15/11/2023 Last modified: 15/11/2023
    Find out what permissions you'll need to apply to the FCA for authorisation, and what the FCA expects to see in your application.
  5. Regulatory Developments and the Changing Market Structure

    Speeches Published: 12/03/2014 Last modified: 12/03/2014
    Speech by David Lawton, Director of Markets at the FCA, at the American Bar Association Capital Markets Conference, Law Society, London, Thursday 27 February 2014. This is the text of the speech as drafted, which may differ from the delivered version
  6. Primary Market Bulletin 45

    Newsletters Published: 10/08/2023 Last modified: 10/08/2023
    This edition covers 2 IFRS Sustainability Disclosure Standards that deliver, for the first time, a global reporting standard for corporate sustainability disclosures.
  7. Financial promotions quarterly data 2023 Q1

    Data Published: 05/05/2023 Last modified: 04/08/2023
    We publish data on the number of financial promotions that it has taken action on to mitigate non-compliance with the our rules. This data is for 1 January 2023 to 31 March 2023 .
  8. Apply to become a pre-paid funeral plans firm

    Firms Published: 11/06/2021 Last modified: 04/12/2023
    If you’re a new funeral plan provider or intermediary, find out when you need to apply to the FCA for authorisation and how to apply.
  9. Privacy notice

    Last modified: 16/04/2024
    The FCA's privacy notice explains how and why it uses your personal data.
  10. A more effective approach to combatting financial crime

    Speeches Published: 21/09/2016 Last modified: 29/09/2016
    Speech by Megan Butler, Executive Director of Supervision - Investment, Wholesale and Specialists at the FCA, delivered at the BBA Financial Crime and Sanctions Conference.