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Showing 101 to 110 of 484 search results for register for Connect to update.

101. Shareholding notification and disclosure

     Markets Published: 02/05/2016 Last modified: 16/12/2022
     There are several transparency rules under Disclosure Guidance and Transparency Rules Chapter 5 (DTR 5). Find out more about how to make a shareholding notification, certain exemptions and submitting information.

102. Approved persons application

     New firm authorisation Tasks for regulated firms Published: 12/05/2016 Last modified: 09/02/2023
     Find out about completing an approved persons application.

103. Transaction reporting

     Markets Transaction reporting Published: 29/05/2016 Last modified: 12/01/2024
     We use transaction reports to detect and investigate suspected market abuse. Find out more about the submission of transaction reports and the data they should contain.

104. Changes to application forms accessed via Connect

     Published: 23/07/2023 Last modified: 28/02/2024
     Find out about the forms we’re improving to make it easier for firms to submit applications and notifications via Connect.

105. Quadriga Asset Managers (clone of EEA authorised firm)

     Warnings Published: 13/08/2020 Last modified: 21/11/2020
     Quadriga Asset Managers (clone of EEA authorised firm) is not authorised or registered by the FCA but has been targeting people in the UK, claiming to be an authorised firm. Find out why you should be wary of dealing with this unauthorised firm and

106. London Global (clone of an FCA authorised firm and an EEA authorised firm)

     Warnings Published: 27/08/2020 Last modified: 27/08/2020
     London Global (clone of an FCA authorised firm and an EEA authorised firm) is not authorised or registered by the FCA but has been targeting people in the UK, claiming to be an authorised firm. Find out why you should be wary of dealing with this

107. Modification by consent: COBS TP 2.38BR

     Tasks for firms Published: 24/04/2024 Last modified: 24/04/2024
     Find out how this modification works and how to take advantage of it.

108. UK AIFM application process

     Firms Published: 08/06/2016 Last modified: 08/02/2023
     Find out how to make a UK AIFM application.

109. Change of legal status

     Tasks for firms Published: 06/08/2015 Last modified: 07/05/2024
     Find out how to notify or apply to us if you're changing your firm’s legal status.

110. Invest Connect

     Warnings Published: 17/07/2020 Last modified: 17/07/2020
     Invest Connect is not authorised or registered by the FCA. Find out more about unauthorised firms and individuals.