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Showing 81 to 90 of 244 search results for register business managers and agents.

  1. TRADEX / TRADE X

    Warnings Published: 23/08/2023 Last modified: 23/08/2023
    TRADEX / TRADE X is not authorised or registered by the FCA. Find out more about unauthorised firms and individuals.

  2. Insurance brokers due diligence on insurers

    Tasks for regulated firms Published: 21/08/2018 Last modified: 14/02/2023
    Brokers should be able to demonstrate that they have carefully considered the insurers that they place their customers’ business with.

  3. About our data

    Last modified: 14/03/2024
    The FCA publishes a wide range of data. Find out about the types of data available and how often it is published.

  4. Authorisation and registration application fees

    Firm authorisation Published: 07/08/2017 Last modified: 21/11/2023
    Find out how much your firm’s application fee will be to become authorised by us, or registered with us.

  5. Speech: Beyond economics?

    Insight Published: 25/01/2017 Last modified: 28/02/2017
    are failing to meet expectations and of how to change the decisions of economic agents so that the markets work well. ... A well-working market likely depends upon a demand side disciplining suppliers directly or through its agents.

  6. Transforming culture in financial services

    Speeches Published: 19/03/2018 Last modified: 19/03/2018
    Speech by Andrew Bailey, Chief Executive of the FCA, at the Transforming culture in financial services conference.

  7. PS19/7: Finalising the Directory

    Policy statements Published: 08/03/2019 Last modified: 08/03/2019
    This Policy Statement sets out the final rules on the Directory, a new public register for checking the details of key individuals working in the financial services. It also summarises the feedback we received to Consultation Paper CP18/19 and our

  8. Small electronic money institution (small EMI)

    Last modified: 23/08/2019
    provide payment services through agents); the FCA will update the Financial Services Register to reflect that these businesses will no longer be registered. ... This means that you can no longer operate as small EMIs (unless you are affected by the

  9. Remote or hybrid working: FCA expectations for firms

    Tasks for regulated firms Published: 11/10/2021 Last modified: 13/02/2023
    It's likely many firms will continue new ways of working. The FCA sets out expectations so they can meet regulatory responsibilities.

  10. Multilateral trading facilities and organised trading facilities

    Firm authorisation Published: 05/07/2023 Last modified: 18/10/2023
    Find out what permissions you'll need to apply to the FCA for authorisation, how much you'll need to pay and what the FCA expects to see in your application.