Search results

Showing 1 to 11 of 267 search results for published a Dear CEO letter.

1. Chief Executive

   Understand the key responsibilities of our Chief Executive

2. LIBOR Dear CEO letters

   Markets Published: 05/07/2021 Last modified: 09/01/2023
   Dear CEO letters setting out our expectations of firms transitioning away from LIBOR.

3. Dear CEO letter: Authorised push payment (APP) fraud [pdf]

   Correspondence Published: 31/01/2018
   We have published a Dear CEO letter about authorised push payment (APP) fraud and the APP Best Practice Standards developed by UK Finance, asking firms to consider how they are tackling APP fraud within the context of the Senior Managers &

4. Providers and distributors of contracts for difference (CFD) products: resolving failings which may cause significant consumer harm [pdf]

   Correspondence Published: 10/01/2018
   Following the conclusion of a project that assessed whether CFD providers and distributors deliver the CFD product to the intended target market, pay due regard to the interests of customers and treat them fairly, we have published a Dear CEO letter

5. Dear CEO LIBOR letter

   Statements Published: 19/09/2018 Last modified: 19/09/2018
   Dear CEO LIBOR letter. Statements First published:. 19/09/2018. Last updated: 19/09/2018. ... These letters were sent to the largest banks and insurers in the first instance.

6. Dear CEO letter to all firms with consumer credit permissions regarding their complaints handling [pdf]

   Correspondence Published: 13/09/2017
   Following the conclusion of a project in to how consumer credit firms deal with complaints, we have published a Dear CEO letter for the attention of all consumer credit firms. Our letter sets out a number of concerns we have identified. In light of

7. Dear CEO letter – financial promotions

   News stories Published: 09/01/2019 Last modified: 09/01/2019
   Dear CEO letter – financial promotions. News stories First published:. 09/01/2019. ... Dear CEO letter – financial promotions.

8. Dear CEO letter: FCA expectations of claims management companies when they act for customers [pdf]

   Correspondence Published: 04/06/2019
   On 4 June 2019 we published a letter about what we expect of claims management companies when they act for customers. All CMCs must read the letter and comply with our rules.

9. Business interruption insurance

   Firms Focus areas Published: 11/05/2020 Last modified: 05/04/2024
   Find out about how we obtained legal clarity on business interruption (BI) insurance during the coronavirus (Covid-19) crisis. 

10. Client assets and coronavirus (Covid-19)

    Firms Tasks for regulated firms Published: 06/04/2020 Last modified: 13/02/2023
    Summary of queries we have received and our position on client assets (CASS) compliance related to the current disruption caused by coronavirus (Covid-19).

11. GC14/9 Multilateral Trading Facilities (MTFs) - Dear CEO Letter and FCA Good Practice Observations on MTF Rulebooks

    Guidance consultations Published: 01/12/2014 Last modified: 01/12/2014
    GC14/9 Multilateral Trading Facilities (MTFs) - Dear CEO Letter and FCA Good Practice Observations on MTF Rulebooks. ... Following our thematic review, a Dear CEO Letter and FCA Good Practice Observations provide guidance on MAR 5 requirements relating