Search results

Showing 81 to 90 of 280 search results for published in the Mutuals Public Register.

81. Old Mutual Wealth (Clone of FCA Authorised firms)

    Warnings Published: 30/06/2020 Last modified: 28/06/2021
    Old Mutual Wealth (Clone of FCA Authorised firms) is not authorised or registered by the FCA but has been targeting people in the UK, claiming to be an authorised firm. Find out why you should be wary of dealing with this unauthorised firm and how

82. Apply for fund recognition

    Tasks for firms Published: 11/05/2015 Last modified: 18/07/2023
    Investment funds that are structured as collective investment schemes must be authorised or recognised by us to be promoted to retail investors in the UK.

83. Securitisation

    Markets Markets policy Published: 30/07/2018 Last modified: 20/11/2023
    Securitisation legislation aims to make the securitisation market work more effectively. Regulation outlines the general requirements for all securitisations, as well as the criteria and process for designating certain securitisations as simple,

84. Paul Feeney appointed Chair of the FCA’s Practitioner Panel

    Press Releases Published: 30/12/2020 Last modified: 30/12/2020
    The Financial Conduct Authority (FCA) has appointed Quilter CEO Paul Feeney as the Chair of its independent Practitioner Panel.

85. Personal data and authorisation

    Last modified: 25/01/2024
    How and why the FCA uses personal data that is collected via forms on its online portals: Connect, RegData and Online Invoicing.

86. HOWARD-HAGEN PUBLIC ACCOUNTANTS

    Warnings Published: 22/12/2021 Last modified: 22/12/2021
    HOWARD-HAGEN PUBLIC ACCOUNTANTS is not authorised or registered by the FCA. Find out more about unauthorised firms and individuals.

87. COREP and FINREP reporting

    Registers and systems Published: 10/05/2016 Last modified: 15/09/2022
    The requirements for reporting COREP and FINREP to supervisors, including validation and filing rules.

88. 2013 Disclosure Log

    Last modified: 22/11/2021
    The aim of the FCA's Disclosure Log is to keep information that it has released under the Freedom of Information Act and which it thinks is of wider public interest. Find the Disclosure Log for 2013. 

89. Personal data and enforcement

    Last modified: 22/02/2023
    How and why the FCA uses personal data to carry out its enforcement functions.

90. A Better View

    Speeches Published: 20/09/2017 Last modified: 20/09/2017
    Speech by Mark Steward, Director of Enforcement and Market Oversight at the FCA, delivered at the AFME European Compliance and Legal Conference 2017