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Showing 151 to 160 of 280 search results for published in the Mutuals Public Register.

  1. Personal data and recruitment

    Last modified: 22/02/2023
    How and why the FCA uses applicants' personal data collected during the recruitment process.
  2. Why free trade and open markets in financial services matter

    Speeches Published: 06/07/2017 Last modified: 06/07/2017
    Speech by Andrew Bailey, Chief Executive of the FCA, at Reuters Newsmaker event.
  3. Reporting sanctions evasions

    Firms Markets Last modified: 20/05/2022
    If you have information about sanctions evasion or weaknesses in sanction controls we want you to report it to us.
  4. Primary Market Bulletin 32

    Newsletters Published: 03/12/2020 Last modified: 03/12/2020
    Welcome to the 32nd edition of the Primary Market Bulletin (PMB)
  5. Business Plan 2024/25

    Business plans Published: 19/03/2024 Last modified: 09/04/2024
    Our Business Plan details the work we'll do over the next 12 months to help deliver the commitments in our Strategy.
  6. UK EMIR news

    Markets policy Published: 23/05/2016 Last modified: 02/05/2024
    Read our archive of news relating to EMIR dating back to August 2013.
  7. Michael John Hammond (clone)

    Warnings Published: 15/03/2012 Last modified: 25/08/2016
    Fraudsters are using the details of firms we authorise to try to convince people that they work for a genuine, authorised firm. Find out more about this ‘clone firm’.
  8. Speech: Shadow banking - the potential risks and rewards

    Insight Published: 21/02/2017 Last modified: 02/03/2017
    For brevity, I list the institutions only:. global banks. broker-dealers. money market mutual funds. ... There is always somebody trying to make money by solving somebody else’s problem, to mutual advantage.
  9. National Storage Mechanism

    Markets Published: 04/05/2016 Last modified: 16/12/2022
    The National Storage Mechanism (NSM) allows you to access regulated announcements and disclosed documents. Find out what is stored and how to use it.
  10. Outlining the FCA’s approach to authorisation

    Speeches Published: 15/03/2018 Last modified: 15/03/2018
    Speech by Sarah Rapson, Director, Authorisations at the Association of Professional Compliance Consultants (APCC) Annual Conference.