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Showing 42 to 51 of 267 search results for published a Dear CEO letter.

42. Chief Executive

    Understand the key responsibilities of our Chief Executive

43. TR15/12: Wealth management firms and private banks: suitability of investment portfolios

    Thematic reviews Published: 09/12/2015 Last modified: 13/10/2016
    This review follows our earlier thematic reviews of suitability in a sample of wealth management firms, carried out in 2010, which led to the FSA’s Dear CEO letter in June ... Our Dear CEO letter communicated our expectations on suitability standards

44. Information relating to retirement income advice - March 2020

    FOI Release Date of Release: 02/03/2020
    The FCA provides information relating to retirement income advice.

45. Information for newly authorised firms

    Published: 30/09/2022 Last modified: 25/05/2023
    As a newly authorised firm, learn about the systems you'll use and important things you need to know.

46. Supervisory correspondence

    About us How we regulate Published: 18/07/2020 Last modified: 20/03/2024
    Find out how the FCA communicates with the firms it supervises.

47. Debt management firms reminded of annual review requirements

    News stories Published: 08/12/2016 Last modified: 08/12/2016
    We have sent a letter to CEOs of all debt management firms due to concerns with the way firms are carrying out annual reviews.

48. DP23/4: Regulating cryptoassets Phase 1: Stablecoins

    Discussion papers Published: 06/11/2023 Last modified: 06/11/2023
    We want your feedback to help us develop our approach to regulating fiat-backed stablecoins.

49. FCA tells lenders to support consumers struggling with the cost of living

    Press Releases Published: 16/06/2022 Last modified: 16/06/2022
    The Financial Conduct Authority (FCA) is today writing to more than 3,500 lenders to remind them of the standards they should meet as consumers across the country are affected by the rising cost of living. With household bills expected to continue

50. About LIBOR transition

    Markets Markets policy Published: 02/09/2019 Last modified: 02/04/2024
    The interest rate benchmark LIBOR is being wound down. Firms must take appropriate action to transition to alternative rates

51. FCA warns firms over anti-money laundering failings

    News stories Published: 05/03/2024 Last modified: 05/03/2024
    We have warned firms about common failings we have found in financial crime controls.

52. Thematic review of Retirement Income Advice

    Pensions Thematic reviews Published: 20/03/2024 Last modified: 20/03/2024
    Our findings on how the retirement income advice market is working and whether consumers are receiving appropriate advice on meeting their income needs in retirement.