Filter results
Filter by document type
Filter by year
Sort by:

Search results

Showing 271 to 280 of 1567 search results for publish complaints data.

  1. CP14/30: Improving complaints handling

    Consultation papers Published: 12/12/2014 Last modified: 07/02/2022
    We are consulting on proposed changes to rules to improve complaints handling.

  2. FCA publishes Decision Notice against hedge fund for conflicts of interest failings

    Press Releases Published: 22/12/2021 Last modified: 22/12/2021
    We have published a Decision Notice and a financial penalty of £40.8m against BlueCrest Capital Management (UK) LLP

  3. The Pensions Regulator and the FCA publish joint regulatory guide

    Press Releases Published: 21/03/2014 Last modified: 01/04/2014
    The Pensions Regulator and the FCA publish joint regulatory guide. Press Releases First published:. ... The Pensions Regulator and the FCA publish joint regulatory guide.

  4. FCA and Practitioner Panel publish findings from 2021 joint survey

    News stories Published: 03/12/2021 Last modified: 03/12/2021
    FCA and Practitioner Panel publish findings from 2021 joint survey

  5. FSA Firm-level complaints data 2011 H1 [xls]

    Data Published: 22/04/2013 Last modified: 04/08/2016
    FSA Firm-level complaints data 2011 H1. For firms submitting 500 or more opened complaints within their six month reporting period. Contains opened, closed, upheld and speed of closure.

  6. FCA publishes terms of reference for asset management market study

    Press Releases Published: 18/11/2015 Last modified: 18/11/2015
    FCA publishes terms of reference for asset management market study. Press Releases First published:. ... The FCA aims to publish interim findings in summer 2016 and a final report by the early 2017.

  7. FCA Independent Directors Publish Protocol and Updated Terms of Reference

    Press Releases Published: 02/05/2014 Last modified: 02/05/2014
    FCA Independent Directors Publish Protocol and Updated Terms of Reference. Press Releases First published:. ... FCA Independent Directors Publish Protocol and Updated Terms of Reference.

  8. Regulatory Initiatives Grid

    Corporate documents Published: 30/11/2023 Last modified: 30/05/2024
    The Financial Services Regulatory Initiatives Forum was launched to strengthen coordination between members. This is the latest planned regulatory initiatives for the next 24 months.

  9. FCA publishes final rules to strengthen investor protections in SPACs

    News stories Published: 27/07/2021 Last modified: 27/07/2021
    The FCA has published final rules and changes to its Listing Rules for certain special purpose acquisition companies (SPACs)

  10. Redress paid

    Data Published: 19/10/2023 Last modified: 19/10/2023
    This page provides a breakdown of redress paid for complaints upheld and not upheld by product group.
Related topics