Search results

Showing 11 to 20 of 4412 search results for pensions sector.

11. Pensions TechSprint

    Tasks for regulated firms Focus areas Published: 19/11/2018 Last modified: 10/02/2023
    The event explored how technology can increase consumers' engagement with their pensions and assist them in making decisions on their retirement options.

12. Pensions and retirement income: overview [pdf]

    Research insights Published: 09/01/2017

13. Data Bulletin: May 2017 - Retail intermediary sector

    Data Published: 25/05/2017 Last modified: 21/08/2019
    This issue focuses on the retail intermediary sector and provides a useful insight into the activities of these firms.

14. Early Pension

    Warnings Published: 06/06/2017 Last modified: 06/06/2017
    Early Pension is not authorised or registered by the FCA. Find out more about unauthorised firms and individuals.

15. Attestations

    About us How we regulate Published: 20/04/2016 Last modified: 06/04/2022
    How and why we use attestations as a supervisory tool.

16. Final Notice 2024: William Hofstetter [pdf]

    Final notices Published: 11/03/2024
    This Final Notice (William Hofstetter) refers to a breach of APER Statement of Principle 7 related to the provision of unsuitable defined benefit pension transfer advice in the pensions sector. We imposed a partial prohibition. It has been agreed

17. Pension Services

    Warnings Published: 06/11/2017 Last modified: 24/02/2022
    We have published this statement to warn consumers against dealing with unauthorised firms.

18. Attestations

    About us How we regulate Published: 19/04/2016 Last modified: 02/04/2024
    Fine out how and why the FCA uses attestations as a supervisory tool.

19. Further Final Notice 2020: Lloyd Arnold Pope [pdf]

    Final notices Published: 23/03/2020
    This Final Notice (Lloyd Arnold Pope) refers to breaches of APER 7 and FIT related to mis-selling, lack of fitness/propriety and conflicts of interest in the Investment Adviser and Pensions sector. We imposed a financial penalty, a prohibition and

20. Information for newly authorised firms

    Published: 30/09/2022 Last modified: 25/05/2023
    As a newly authorised firm, learn about the systems you'll use and important things you need to know.