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Showing 1 to 10 of 1062 search results for advice in the pensions sector.

1. Advising on pension transfers – our expectations

   News stories Published: 24/01/2017 Last modified: 12/04/2024
   Check the FCA requirements when you provide advice on pension transfers.

2. Advice checker: defined benefit pension transfers

   Know your rights Published: 04/06/2020 Last modified: 21/04/2022
   Find out if the pension transfer advice you received was right for you, and what to do if you think it wasn’t.

3. Regulating the pensions and retirement income sector: an FCA perspective

   Speeches Published: 03/10/2019 Last modified: 03/10/2019
   Speech by Deb Jones, Director of Supervision, Life Insurance and Financial Advice, delivered at the FCA/TPR: Our Joint Regulatory Strategy - one year on event.

4. Pensions transfer advice checker

   Last modified: 20/03/2023
   Pensions transfer advice checker. First published: 21/04/2022 Last updated: 20/03/2023. Share page. ... Pensions transfer advice checker.

5. Pensions and Retirement income: our guidance for firms

   Life insurers and pension providers Published: 07/04/2020 Last modified: 13/02/2023
   The FCA's guidance for pension providers and DB transfer advisers, as the coronavirus (Covid-19) pandemic develops.

6. A changing landscape: the FCA’s strategic priorities for the pensions sector

   Speeches Published: 04/07/2019 Last modified: 04/07/2019
   Speech by Edwin Schooling Latter, Director of Markets and Wholesale Policy at the FCA, delivered at Pensions and Benefits UK 2019.

7. 2023 fines

   News stories Published: 12/01/2023 Last modified: 04/04/2024
   Enforcement fines published in 2023.

8. Our work on Defined Benefit Pension Transfers

   News stories Published: 03/10/2017 Last modified: 03/10/2017
   We are looking at Defined Benefit (DB) Pension Transfers to assess the advice consumers are receiving from firms and whether they are at risk of harm.

9. Final Notice 2023: Susan Mary Jones [pdf]

   Final notices Published: 27/11/2023
   This Final Notice refers to breaches of Principles for Business 2 related to the provision of unsuitable pension transfer advice in the pensions sector. We imposed a partial prohibition. A payment of £40,888 is being made to the FSCS.

10. TPR and FCA: Our strategy for pensions

    News stories Published: 09/02/2018 Last modified: 19/04/2018
    The Financial Conduct Authority (FCA) and The Pensions Regulator (TPR) are working together on a pensions regulatory strategy, which will set out how we will work together to tackle the key risks facing the pensions sector in the next 5-10 years.