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Showing 1 to 11 of 4365 search results for our warning list tool.

1. FCA Warning List of unauthorised firms

   Search our Warning List to find details of unauthorised firms and individuals that we’re aware of, that aren’t allowed to operate in the UK.

2. UK EMIR news

   Markets policy Published: 23/05/2016 Last modified: 02/05/2024
   Read our archive of news relating to EMIR dating back to August 2013.

3. Consumer investments data review April 2020 - March 2021

   Data Published: 15/09/2021 Last modified: 13/06/2023
   A summary of the FCA's work to tackle consumer harm in the investment market, between 1 April 2020 and 31 March 2021.

4. Consumer investments data review 2020

   Data Published: 18/01/2021 Last modified: 13/06/2023
   A summary of the FCA's work to tackle consumer harm in the investment market, between 1 January and 31 October 2020.

5. Consumer investments data review April - September 2021

   Data Published: 03/03/2022 Last modified: 13/06/2023
   A summary of the FCA's work to tackle consumer harm in the investment market, between 1 April 2021 and 30 September 2021.

6. Consumer Investments: Strategy and Feedback Statement

   Corporate documents Published: 14/09/2021 Last modified: 15/06/2023
   The FCA sets out its view of consumer harm in this market and its 3-year strategy to address this. 

7. The fight against skimmers and scammers

   Speeches Published: 05/09/2019 Last modified: 05/09/2019
   Speech by Charles Randell, Chair of the FCA, delivered at the Cambridge Economic Crime Symposium.

8. Securitisation

   Markets Markets policy Published: 30/07/2018 Last modified: 20/11/2023
   Securitisation legislation aims to make the securitisation market work more effectively. Regulation outlines the general requirements for all securitisations, as well as the criteria and process for designating certain securitisations as simple,

9. Loan fee fraud

   Consumers Scams Published: 18/04/2016 Last modified: 06/12/2023
   Every year the FCA receives hundreds of reports of loan fee fraud, with victims reporting an average loss of £260. Find out how to spot the warning signs.

10. Financial crime resources

    Published: 08/02/2024 Last modified: 22/03/2024
    Find publications about our Financial Crime Public Commitment, including news, speeches, podcasts, events and external publications.

11. Innovation: engagement

    Firm authorisation process Published: 29/06/2017 Last modified: 04/05/2023
    To maximise the reach of our Innovation initiatives, the FCA engages with firms across the UK and internationally.