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Showing 1 to 10 of 110 search results for driving use of our Warning List tool.

1. Consumer Investments: Strategy and Feedback Statement

   Corporate documents Published: 14/09/2021 Last modified: 15/06/2023
   The FCA sets out its view of consumer harm in this market and its 3-year strategy to address this. 

2. Consumer investments data review April 2020 - March 2021

   Data Published: 15/09/2021 Last modified: 13/06/2023
   A summary of the FCA's work to tackle consumer harm in the investment market, between 1 April 2020 and 31 March 2021.

3. Consumer investments data review April - September 2021

   Data Published: 03/03/2022 Last modified: 13/06/2023
   A summary of the FCA's work to tackle consumer harm in the investment market, between 1 April 2021 and 30 September 2021.

4. Consumer investments data review 2020

   Data Published: 18/01/2021 Last modified: 13/06/2023
   A summary of the FCA's work to tackle consumer harm in the investment market, between 1 January and 31 October 2020.

5. FCA clamps down on consumer investment harm

   Press Releases Published: 18/01/2021 Last modified: 13/06/2023
   The FCA highlights the many ways in which it works to protect consumers from investment harm by stopping and disrupting potentially harmful firms and activities.

6. Fighting financial crime – the force multiplier effect

   Speeches Published: 07/09/2022 Last modified: 07/09/2022
   Speech by Sarah Pritchard, Executive Director, Markets, FCA at the Financial Crime Summit – 1LOD.

7. Drivers of change in the financial services industry and how we are responding

   Speeches Published: 02/11/2021 Last modified: 19/08/2022
   Speech by Jessica Rusu, FCA Chief Data, Information and Intelligence Officer, at the CDO Exchange for Financial Services.

8. How to change in response to changing threats

   Speeches Published: 17/05/2023 Last modified: 05/06/2023
   Speech by Sarah Pritchard, Executive Director of Markets, and Executive Director of International, at XLOD Global New York – The Future of Non-Financial Risk & Control across the 3 Lines of Defence.

9. Regulatory Sandbox accepted firms

   Firms Published: 27/03/2022 Last modified: 15/01/2024
   Firms that have been accepted into the Regulatory Sandbox, including previous cohorts.

10. Reducing and preventing financial crime

    Corporate documents Published: 08/02/2024 Last modified: 08/02/2024
    We are providing an update on our progress and looking ahead to identify 4 areas of focus in the coming year.