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Showing 121 to 130 of 1504 search results for needs of their vulnerable customers.

121. CP21/13: A new Consumer Duty

     Consultation papers Published: 13/05/2021 Last modified: 11/08/2023
     We consult on a Consumer Duty that would set clearer and higher expectations for firms’ standards of care towards customers

122. It's time for an Enlightenment on financial inclusion

     Speeches Published: 29/09/2023 Last modified: 29/09/2023
     Speech by Nikhil Rathi, the FCA's Chief Executive, delivered at PwC Glasgow for the Scottish Financial Enterprise: Extending Financial Inclusion event.

123. Mortgage intermediaries and authorisation forms

     New firm authorisation Published: 23/01/2023 Last modified: 23/01/2023
     You must complete the forms and supporting documents below before applying to us for authorisation.

124. A financial system to support the recovery

     Speeches Published: 16/06/2020 Last modified: 16/06/2020
     Speech by Charles Randell, Chair of the FCA, to a virtual roundtable of bank chairs hosted by UK Finance.

125. Stress testing for human beings

     Speeches Published: 27/09/2019 Last modified: 27/09/2019
     Speech by Charles Randell, Chair of the FCA, delivered at the Gleneagles Pensions & Savings Symposium.

126. FCA fines LJ Financial Planning Ltd £107,200

     Press Releases Published: 10/12/2020 Last modified: 10/12/2020
     Independent financial advice firm is fined for providing its customers with unsuitable pension switching and transfer advice and failing to manage its conflicts of interest.

127. Our approach to competition

     Corporate documents Published: 19/03/2024 Last modified: 21/03/2024
     The FCA promotes effective competition in the interests of consumers.

128. Financial promotions data 2022

     Data Published: 03/02/2023 Last modified: 03/02/2023
     The FCA publishes data on the number of financial promotions that it has taken action on to mitigate non-compliance with the FCA's rules. This data is for January 2022 to 31 December 2022.

129. Keeping up with the credit sector: the FCA’s view on the market today

     Speeches Published: 30/03/2017 Last modified: 30/03/2017
     Speech by Jonathan Davidson, Director of Supervision – retail and authorisations at the FCA, at Credit Summit in London.

130. A to Z of financial terms - Needs of their vulnerable customers

     Consumers Published: 20/03/2023 Last modified: 20/03/2023
     A to Z of financial services to help you understand financial and legal terms.