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Showing 231 to 240 of 16661 search results for need to register.

231. UK MiFID framework notifications

     Firms Markets Markets policy Published: 13/01/2017 Last modified: 09/10/2023
     If you’re an authorised investment firm find out more about the notifications you may need to make.

232. How the UK will regulate for the future

     Speeches Published: 14/07/2022 Last modified: 14/07/2022
     Speech by Nikhil Rathi, our Chief Executive, delivered at the Peterson Institute for International Economics.

233. Variations of Part 4A Permissions help: Connect

     Tasks for regulated firms Published: 04/05/2016 Last modified: 09/02/2023
     Read more about the application used to add, vary and cancel Part 4A permissions in Connect.

234. RMA-I Supplement Product Sales Data: help text

     Registers and systems Published: 09/06/2016 Last modified: 11/06/2016
     to the FCA,ie if the firm receives a monthly premium of £10 for a policy this needs to be reported as though they are receiving the total annual premium up

235. FCA wins case in the Supreme Court

     Press Releases Published: 20/04/2016 Last modified: 23/11/2021
     In a judgment issued today, the Supreme Court confirmed that Asset Land had been operating an unauthorised collective investment scheme (CIS) in the course of operating a land bank which involved the selling of small plots of land to investors at

236. Ipagoo LLP has entered administration

     News stories Published: 02/08/2019 Last modified: 02/08/2019
     Ipagoo LLP (Ipagoo) is authorised and supervised by the Financial Conduct Authority (FCA) to issue e-money and provide payment services under the Electronic Money Regulations 2011 (the EMRs). The firm has a small customer base.

237. Brexit countdown for UK financial services sector

     Press Releases Published: 24/12/2020 Last modified: 24/12/2020
     With one week to go until the end of the Brexit transition period, the FCA is urging financial services companies to ensure they are ready

238. Product sales data: performance data FAQs

     Registers and systems Published: 06/05/2016 Last modified: 04/01/2022
     Product sales data: new mortgage requirements: performance data FAQs

239. Monneo Ltd enters special administration

     News stories Published: 30/05/2023 Last modified: 30/05/2023
     On 30 May 2023, a special administration order was made by the Court in relation to Monneo Ltd under the Payment and Electronic Money Institution Insolvency Regulations 2021.

240. Turning technology against financial crime

     Speeches Published: 23/10/2019 Last modified: 23/10/2019
     Speech by Megan Butler, Executive Director of Supervision – Investment, Wholesale and Specialists at the FCA, delivered at the Royal United Services Institute, London.