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Showing 61 to 70 of 3687 search results for need to register.

  1. Firms that need authorisation

    New firm authorisation Published: 09/08/2017 Last modified: 25/02/2019
    Here you can check whether you’re the type of firm that needs to be authorised by us and, if you are, what to do next.
  2. Loan fee fraud

    Scams Published: 19/04/2016 Last modified: 17/11/2020
    Have you been asked to pay an upfront fee when applying for a loan or credit? Find out why this may be a scam.
  3. Notification and disclosure of net short positions

    Markets Short selling Published: 12/05/2016 Last modified: 01/02/2021
    The Short Selling Regulation (SSR) introduced a private and public notification regime for investors who hold net short positions in certain financial instruments. 
  4. Appointed Representatives help: Connect

    Registers and systems Published: 04/05/2016 Last modified: 04/12/2018
    Points you should review before completing an Appointed Representative’s application.
  5. Our authorisation process

    New firm authorisation Published: 09/08/2017 Last modified: 15/01/2021
    Our authorisation process
  6. Using Connect to submit EMIR notifications and applications

    Markets Markets policy Published: 24/05/2016 Last modified: 04/01/2021
    All EMIR notifications must be submitted using the FCA Connect system, except applications for intragroup exemptions from bilateral margining. These need to be submitted by email following the current process set out on our EMIR notifications
  7. Trade repositories

    Focus areas Published: 07/01/2019 Last modified: 07/01/2021
    We have become the UK regulator of trade repositories (TRs).
  8. Brexit: frequently asked questions

    Firms Published: 09/12/2020 Last modified: 31/12/2020
    Find out more about Brexit and preparing your firm for the end of the transition period.
  9. Consumer credit firms

    Consumer credit firms Last modified: 02/02/2021
    Information for consumer credit firms new to regulation wanting to apply for authorisation, their business and tasks for regulated firms
  10. Investment Managers

    Investment managers Last modified: 18/11/2020
    Investment managers need to be authorised and utilise the available support to best help consumers. Find useful links, publications and expectations for investment management firms.