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Showing 151 to 160 of 16352 search results for need to register.

151. Money Laundering Regulations

     Firms Focus areas Published: 23/12/2019 Last modified: 21/02/2023
     Find out more about Money Laundering Regulations (MLRS) and how firms need to comply.

152. Trading names

     Tasks for firms Published: 20/10/2022 Last modified: 09/08/2023
     Learn what you should and shouldn’t do when registering a trading name that’s different from your firm’s registered company name.

153. Become an appointed representative

     Tasks for regulated firms Published: 18/05/2015 Last modified: 15/12/2022
     Read our key considerations for becoming an appointed representative (AR), and find out what you'll need to prepare for your principal firm.

154. KINGSTRADE

     Warnings Published: 23/04/2024 Last modified: 23/04/2024
     KINGSTRADE is not authorised or registered by the FCA. Find out more about unauthorised firms and individuals.

155. Remote or hybrid working: FCA expectations for firms

     Tasks for regulated firms Published: 11/10/2021 Last modified: 13/02/2023
     It's likely many firms will continue new ways of working. The FCA sets out expectations so they can meet regulatory responsibilities.

156. Side pockets

     Consumers Your rights Published: 08/09/2022 Last modified: 20/03/2023
     Side pockets could affect anyone who invests in funds that are exposed to Russian assets. Find out more about how side pockets work and what investors can expect.

157. Primary Market Bulletin 32

     Newsletters Published: 03/12/2020 Last modified: 03/12/2020
     Welcome to the 32nd edition of the Primary Market Bulletin (PMB)

158. 5 questions to ask before you invest

     InvestSmart Last modified: 07/09/2023
     To help you make better decisions, take time to understand both the opportunities and risks of any investment you’re considering.

159. Credit unions carrying out consumer credit activities

     Tasks for firms Published: 16/11/2015 Last modified: 03/04/2024
     Find out how to notify the FCA or apply for permission to carry out Conditional Sale, Hire Purchase or other types of consumer credit activity.

160. Reporting a concern about a mutual society

     Last modified: 19/04/2023
     If you need to report in confidence, please visit our Whistleblowing pages. ... Other. Society name. This can be found on the Mutuals Public Register.