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Showing 1 to 10 of 5231 search results for must%20register.

1. Financial Services Register

   Registers and systems Published: 28/04/2016 Last modified: 04/11/2022
   The Financial Services Register is a public record of firms, individuals and other bodies that are PRA and/or FCA authorised. Search the register to find out if a firm is registered.

2. Using the Financial Services Register

   Consumers Your rights Published: 20/03/2023 Last modified: 14/12/2023
   Find out how to check if a firm is authorised, what it means if you’re using an Appointed Representative, and what to do if a firm is unauthorised.

3. Directory of certified and assessed persons

   Tasks for regulated firms Published: 04/09/2019 Last modified: 10/02/2023
   Find out how you can prepare and amend your certified and assessed person submission, and why it's important to confirm your details.

4. Obtaining a data extract from the Financial Services Register

   Published: 14/05/2016 Last modified: 29/11/2023
   How you can order an extract of data from the Financial Services (FS) Register.

5. Complaints data

   Data Published: 25/04/2024 Last modified: 25/04/2024
   The FCA publishes details of the complaints received by banks, insurers, lenders and other firms, and what those complaints were about. View the latest data and the most complained about firms and financial products.

6. Cryptoasset firms marketing to UK consumers must get ready for financial promotions regime

   Statements Published: 06/02/2023 Last modified: 06/02/2023
   All cryptoasset firms marketing to UK consumers, including firms based overseas, will soon need to comply with the new UK financial promotions regime.

7. Independent Governance Committees

   Tasks for regulated firms Published: 23/02/2016 Last modified: 09/02/2023
   Read about the FCA rules for workplace personal pension schemes and Independent Governance Committees (IGCs).

8. Client Money and Assets

   Tasks for regulated firms Published: 11/05/2015 Last modified: 10/02/2023
   CASS compliance is needed if you control client money. Learn more about CASS rules, when and how to classify your CASS firm and what to submit for your monthly CMAR report.

9. LTAF valuation and pricing requirements

   Firms Published: 24/11/2022 Last modified: 24/11/2022
   This page is intended to help investors and potential investors understand how their units in a Long-Term Asset Fund are priced.

10. Do the right thing

    Speeches Published: 01/06/2023 Last modified: 30/10/2023
    Speech by Therese Chambers, Joint Executive Director of Enforcement and Market Oversight, delivered at the City & Financial FCA Investigations and Enforcement summit.