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Showing 151 to 160 of 676 search results for mifid ii.
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Abnormal Trading Volume Ratio
In the FCA's 2018/19 Annual Report it published a new measure of market cleanliness – the Abnormal Trading Volume ratio (ATV). -
FCA response to ESMA's public statement on LEIs
On 20 December, ESMA issued a public statement to support the smooth introduction of the Legal Entity Identifier (LEI) requirements for MiFID II implementation. -
Electronification of trading
Speech by Edwin Schooling Latter, Head of Markets Policy, FCA, delivered at the FIX 2016 EMEA Trading Conference. This is the text of the speech as drafted, which may differ from the delivered version. -
Multilateral trading facilities and organised trading facilities
Find out what permissions you'll need to apply to the FCA for authorisation, how much you'll need to pay and what the FCA expects to see in your application. -
UK MiFID framework notifications
If you’re an authorised investment firm find out more about the notifications you may need to make. -
MiFID II Retirement Interest Only Mortgages [pdf]
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MDP entity portal
The Market Data Processor (MDP) entity portal allows users to access the MDP system. Find out more about the portal and registering to use it. -
2015 Disclosure Log
The aim of the FCA's Disclosure Log is to keep information that it has released under the Freedom of Information Act and which it thinks is of wider public interest. Find the Disclosure Log for 2015. -
MiFID Investment and Non Investment Insurance Contracts Supplement Form [docx]
MiFID Investment and Non Investment Insurance Contracts Supplement Form. -
Complaints data items: FAQs
Complaints data items: FAQs