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Showing 112 to 121 of 303 search results for legal form as provided for in the register.

  1. Forms

    List of all forms on fca.org.uk  For Handbook forms, please use the Handbook forms page.

  2. Copyright notice and disclaimer

    Last modified: 08/12/2020
    Information about using or copying material on our website (including the Handbook) and terms and conditions for reproducing accompanying materials.

  3. Report wrongdoing or misconduct in financial services

    Last modified: 27/02/2023
    If you're a firm or professional with information about potential or actual wrongdoing or misconduct in an area of financial services that we regulate, you can use our web form to report it.

  4. The FCA and mutual societies

    Tasks for regulated firms Published: 10/05/2015 Last modified: 24/02/2023
    Find out about our role in registering mutual societies.

  5. Primary Market Bulletin 41

    Newsletters Published: 29/06/2022 Last modified: 29/06/2022
    In this edition, we elaborate on our response to feedback received to the discussion chapter included in CP21/18: Enhancing climate-related disclosures by standard listed companies and seeking views on ESG topics in capital markets. In particular,

  6. Varying your payment services

    Tasks for regulated firms Published: 05/05/2015 Last modified: 10/02/2023
    The FCA provides information on how to register changes to payment services.

  7. Annual returns and accounts: mutual societies

    Tasks for firms Published: 10/05/2015 Last modified: 03/04/2024
    How to submit your annual returns and accounts to the Financial Conduct Authority or the Prudential Regulation Authority.

  8. 2015 Disclosure Log

    Last modified: 30/01/2020
    The aim of the FCA's Disclosure Log is to keep information that it has released under the Freedom of Information Act and which it thinks is of wider public interest. Find the Disclosure Log for 2015. 

  9. Personal data and recruitment

    Last modified: 22/02/2023
    How and why the FCA uses applicants' personal data collected during the recruitment process.

  10. National private placement regime (NPPR)

    Investment managers Published: 26/05/2016 Last modified: 10/02/2023
    Find out more about the NPPR, including the different regulations, how to market under NPPR and reporting obligations.

  11. Legal & General / Legal & General Dynamic Bond / Legal & General UK Bond / Legal & General Guaranteed Return Bond (clone) (clone of FCA authorised firm)

    Warnings Published: 15/06/2020 Last modified: 29/03/2021
    Legal & General / Legal & General Dynamic Bond / Legal & General UK Bond / Legal & General Guaranteed Return Bond (clone) (clone of FCA authorised firm) is not authorised or registered by the FCA but has been targeting people in the UK, claiming to
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