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Showing 12 to 21 of 304 search results for legal form as provided for in the register.

  1. Forms

    List of all forms on fca.org.uk  For Handbook forms, please use the Handbook forms page.

  2. Authorised payment institution (authorised PI)

    Last modified: 22/09/2017
    The new process is set out in full in the PSRs 2017 and we have provided guidance in our Approach Document. ... 4. If you are unsure about the territories in which you will be considered to be providing payment services, you should seek your own legal

  3. Authorised electronic money institution (authorised EMI)

    Last modified: 22/09/2017
    The new process is set out in full in the PSRs 2017 and we have provided guidance in our Approach Document. ... 4. If you are unsure about the territories in which you will be considered to be providing payment services, you should seek your own legal

  4. Electronic Communications Exclusion (ECE)

    Tasks for regulated firms Published: 19/09/2017 Last modified: 10/02/2023
    Find out more about the ECE, including what the exclusion applies to, when and how to make a notification and the information we need from you.

  5. Using Connect to submit EMIR notifications and applications

    Markets Markets policy Published: 24/05/2016 Last modified: 11/01/2023
    All counterparties must register on the FCA Connect system in order to submit European Market Infrastructure Regulation (EMIR) notifications and applications. We explain the submission process.

  6. Limited Network Exclusion (LNE)

    Tasks for regulated firms Published: 19/09/2017 Last modified: 10/02/2023
    The FCA provides information on the exclusion that applies to providers of limited network payment instruments, such as some shopping centre gift cards.

  7. Complaints data items: FAQs

    Registers and systems Published: 10/05/2016 Last modified: 13/06/2022
    Complaints data items: FAQs

  8. 2018 Disclosure Log

    Last modified: 14/09/2020
    The aim of the FCA's Disclosure Log is to keep information that it has released under the Freedom of Information Act and which it thinks is of wider public interest. Find the Disclosure Log for 2018. 

  9. Reporting sanctions evasions

    Firms Markets Last modified: 20/05/2022
    If you have information about sanctions evasion or weaknesses in sanction controls we want you to report it to us.

  10. 2013 Disclosure Log

    Last modified: 22/11/2021
    The aim of the FCA's Disclosure Log is to keep information that it has released under the Freedom of Information Act and which it thinks is of wider public interest. Find the Disclosure Log for 2013. 

  11. 2017 Disclosure Log

    Last modified: 16/11/2023
    The aim of the FCA's Disclosure Log is to keep information that it has released under the Freedom of Information Act and which it thinks is of wider public interest. Find the Disclosure Log for 2017. 
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