Search results

Showing 102 to 111 of 303 search results for legal form as provided for in the register.

102. Forms

     List of all forms on fca.org.uk  For Handbook forms, please use the Handbook forms page.

103. Vector Wealth Ltd enters administration

     News stories Published: 22/04/2022 Last modified: 27/04/2022
     We set out the steps Vector Wealth Ltd customers can take and advice on how to protect against scams by fraudsters claiming to be acting on behalf of the administrators.

104. Credit rating agencies

     Focus areas Published: 07/01/2019 Last modified: 30/11/2023
     Any legal person wishing to issue credit ratings in the UK for regulatory purposes, publicly or by subscription, will need to be registered or certified with the FCA.

105. Legal & General / Legal & General Dynamic Bond / Legal & General UK Bond / Legal & General Guaranteed Return Bond (clone) (clone of FCA authorised firm)

     Warnings Published: 15/06/2020 Last modified: 29/03/2021
     Legal & General / Legal & General Dynamic Bond / Legal & General UK Bond / Legal & General Guaranteed Return Bond (clone) (clone of FCA authorised firm) is not authorised or registered by the FCA but has been targeting people in the UK, claiming to

106. Vote Reporting Group

     Firms Published: 24/02/2023 Last modified: 26/04/2024
     Find out how the group aims to improve shareholder vote reporting by UK asset managers.

107. Interactive Brokers (clone of an FCA Authorised Firm)

     Warnings Published: 30/07/2021 Last modified: 18/01/2022
     Interactive Brokers (clone of an FCA Authorised Firm) is not authorised or registered by the FCA but has been targeting people in the UK, claiming to be an authorised firm. Find out why you should be wary of dealing with this unauthorised firm and

108. Benchmark administrator applications and equivalence notifications

     Firm authorisation Published: 28/09/2017 Last modified: 12/01/2024
     Find out how to get authorised or registered as a UK benchmark administrator.

109. Training and competence

     Tasks for regulated firms Published: 12/05/2015 Last modified: 10/02/2023
     Our training and competence regime makes sure the financial services workforce is appropriately qualified and well regulated.

110. WORLDMINEINSURED

     Warnings Published: 08/11/2023 Last modified: 08/11/2023
     WORLDMINEINSURED is not authorised or registered by the FCA. Find out more about unauthorised firms and individuals.

111. Register Data TechSprint

     Published: 09/11/2023 Last modified: 09/11/2023
     In May 2023, the FCA hosted its TechSprint working with industry participants to better understand how its register data can be structured or utilised to help consumers make more informed financial decisions.

112. Annual returns and accounts: mutual societies

     Tasks for firms Published: 10/05/2015 Last modified: 03/04/2024
     How to submit your annual returns and accounts to the Financial Conduct Authority or the Prudential Regulation Authority.