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Showing 112 to 121 of 17763 search results for individual a warning.

112. FCA Warning List of unauthorised firms

     Search our Warning List to find details of unauthorised firms and individuals that we’re aware of, that aren’t allowed to operate in the UK.

113. Warning Notice Statement 23/3 [pdf]

     Warning notices Published: 20/04/2023
     The FCA gave an individual a warning notice on 6 March 2023 proposing to take action in respect of the conduct summarised in this statement.

114. Mortgage fraud

     Consumers Your rights Published: 04/04/2016 Last modified: 20/03/2023
     If you mislead a lender about the sale price of your home, you could be committing fraud. Find out how this crime works and how to protect yourself.

115. Side pockets

     Consumers Your rights Published: 08/09/2022 Last modified: 20/03/2023
     Side pockets could affect anyone who invests in funds that are exposed to Russian assets. Find out more about how side pockets work and what investors can expect.

116. Four individuals face fraud charges

     Press Releases Published: 05/04/2023 Last modified: 06/04/2023
     FCA starts criminal proceedings against 4 individuals for conspiracy to commit fraud and for conspiracy to carry out regulated activity without authorisation.

117. InvestSmart

     InvestSmart Last modified: 17/02/2023
     Read the FCA's InvestSmart articles to help you make better informed investment decisions.

118. 2014 Disclosure Log

     Last modified: 30/01/2020
     The aim of the FCA's Disclosure Log is to keep information that it has released under the Freedom of Information Act and which it thinks is of wider public interest. Find the Disclosure Log for 2014. 

119. Notify changes to individuals in a payment institution (PI) or e-money institution (EMI)

     Tasks for firms Published: 05/05/2015 Last modified: 16/08/2023
     Find out how to notify the FCA if you change the person responsible for payment services or e-money services in your PI or EMI.

120. Personal data and market oversight

     Last modified: 22/02/2023
     How and why the FCA uses personal data to carry out its market oversight functions.

121. What we publish

     Last modified: 19/03/2024
     We publish a wide range of publications: consultations, policy papers, decision-making documents, research and other useful information. Find out more about the types of documents available.

122. News

     Last modified: 10/05/2024
     Latest FCA news, warnings and speeches and how to contact the FCA press office.