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Showing 71 to 80 of 647 search results for firms meet Know Your Customer.
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Is this the decade of the credit union?
Speech by Charles Randell, Chair of the FCA, delivered at the National Credit Union Forum, Penrith. -
Sustainability
an issue; does the firm know who is accountable for what within their firms and do they hold them to account? ... As a community you know your businesses best, you understand the problems and challenges you face and know where the gaps lie. -
Apply to be a registered AIFM
Learn how to apply to us to be a small registered Alternative Investment Fund Manager (AIFM), including SEF and RVECA managers. -
Cryptoassets: AML / CTF regime - Registering with the FCA
You must register with us if you want to provide cryptoasset services that come within the scope of money laundering regulations. Find out if this applies to you and how to register. -
Learning from the last 30 years to face the next
Speech by our Chief Executive, Nikhil Rathi on the need to maintain skills and professional standards in the future; delivered at the CISI 30th anniversary dinner. -
AI: Flipping the coin in financial services
Speech by Jessica Rusu, FCA Chief Data, Information and Intelligence Officer, at the City and Financial Global AI Regulation Summit 2023. -
How to change in response to changing threats
Speech by Sarah Pritchard, Executive Director of Markets, and Executive Director of International, at XLOD Global New York – The Future of Non-Financial Risk & Control across the 3 Lines of Defence. -
A to Z of financial terms - Firms meet Know Your Customer
A to Z of financial services to help you understand financial and legal terms. -
Outlining the FCA’s approach to authorisation
Speech by Sarah Rapson, Director, Authorisations at the Association of Professional Compliance Consultants (APCC) Annual Conference. -
The role of investment managers in the post Covid-19 recovery
Speech by Christopher Woolard, Interim Chief Executive at the FCA, delivered at a webinar hosted by The Investment Association..