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Showing 51 to 60 of 2191 search results for firm complaints data for 2015.

  1. Client asset reports

    Tasks for regulated firms Published: 06/08/2015 Last modified: 09/02/2023
    All regulated investment firms (with limited exceptions set out in SUP 3.1) have to send us an annual report. Learn more about what to include and how to submit it.

  2. FCA Data Bulletin - May 2015 - underlying data [xlsx]

    Data Published: 19/05/2015 Last modified: 19/05/2015
    Underlying data for the FCA Contact Centre, complaints about firms, approved persons, attestations, skilled persons reports, and financial promotions.

  3. FCA Data Bulletin - January 2015 - underlying data [xlsx]

    Data Published: 29/01/2015 Last modified: 29/01/2015
    Underlying data for number of controlled functions by type of firm, approved persons trends, complaints about financial promotions, policy initiatives and FCA events.

  4. Banking complaints up as total complaints fall by 7%

    Press Releases Published: 30/03/2015 Last modified: 07/02/2022
    Financial services firms received 2,183,540 new complaints (including those related to PPI) between July and December 2014

  5. Principals and appointed representatives

    Tasks for firms Firms Published: 09/05/2015 Last modified: 24/04/2024
    If you’re a principal firm for an appointed representative (AR), find out what your responsibilities are and when to notify the FCA.

  6. CP14/30: Improving complaints handling

    Consultation papers Published: 12/12/2014 Last modified: 07/02/2022
    We are consulting on proposed changes to rules to improve complaints handling.

  7. 2013 Disclosure Log

    Last modified: 22/11/2021
    The aim of the FCA's Disclosure Log is to keep information that it has released under the Freedom of Information Act and which it thinks is of wider public interest. Find the Disclosure Log for 2013. 

  8. 2014 fines

    News stories Published: 02/01/2014 Last modified: 31/08/2016
    This table contains information about fines published during the calendar year ended December 2014. The total amount of fines is £1,471,431,800.

  9. Annual controllers reporting

    Tasks for regulated firms Published: 06/08/2015 Last modified: 09/02/2023
    Firms should report to us once a year, within 4 months of your accounting reference date. Find out more about how to do this.

  10. 2014 Disclosure Log

    Last modified: 30/01/2020
    The aim of the FCA's Disclosure Log is to keep information that it has released under the Freedom of Information Act and which it thinks is of wider public interest. Find the Disclosure Log for 2014. 
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