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Showing 1 to 10 of 2103 search results for final notice refers to breaches.
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2022 fines
Enforcement fines published in 2022. -
2019 fines
This page contains information about enforcement fines published during the calendar year ending 2019. -
2020 fines
This page contains information about enforcement fines published during the calendar year ending 2020. -
2018 fines
This table contains information about fines published during the calendar year ending 2018. The total amount of fines is £60,467,212. -
2023 fines
Enforcement fines published in 2023. -
2021 fines
This page contains information about enforcement fines published during the calendar year ending 2021. -
Final notice 2016: Alan Whittington [pdf]
This final notice refers to breaches of PRIN 11 related to failing to be open -
FCA Final Notice 2013: Martin Peter Gwynn [pdf]
This final notice refers to breaches of FIT related to -
Final Notice 2017: Tesco plc [pdf]
This final notice refers to breaches of s.118(7) related to market abuse in the issuer sector. We imposed a restitution. -
Final Notice 2016: Marlborough Isleworth Motors Limited [pdf]
This final notice refers to breaches of PRIN 11 related to failing to be open and co-operative