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Showing 141 to 150 of 4469 search results for conduct risk.

141. LIBOR transition in the derivatives market

     Markets Published: 05/07/2021 Last modified: 13/03/2024
     FCA has worked alongside other regulators, trade associations and market participants to enable liquid markets in SONIA derivatives to help the transition from LIBOR

142. Supervision of authorised funds

     Tasks for regulated firms Published: 11/05/2015 Last modified: 14/02/2023
     Information on how our supervision of UK authorised funds protects investors and maintains a competitive market environment.

143. Side pockets

     Consumers Your rights Published: 08/09/2022 Last modified: 20/03/2023
     Side pockets could affect anyone who invests in funds that are exposed to Russian assets. Find out more about how side pockets work and what investors can expect.

144. Submit a change in control notification

     Tasks for firms Published: 12/10/2019 Last modified: 13/12/2023
     Find out how to prepare your notification and understand what happens after you submit it.

145. The growth of the UK credit card market

     Speeches Published: 03/04/2014 Last modified: 03/04/2014
     Speech by Martin Wheatley, Chief Executive, the FCA, at Credit Today's Credit Summit, London. This is the text of the speech as drafted, which may differ from the delivered version.

146. Apply to become a consumer investments firm

     Firm authorisation Published: 09/11/2023 Last modified: 19/12/2023
     Find out how to apply to the FCA for authorisation if you're a consumer investments firm, such as a financial adviser or investment platform.

147. New appointments for governance of Financial Conduct Authority

     Press Releases Published: 19/03/2013 Last modified: 29/03/2013
     Three new Chairmen have been appointed to the independent Panels which lead the process for constructive challenge of the Financial Conduct Authority’s (FCA’s) policies and practices from the point of view of regulated firms.

148. Market Watch 78

     Newsletters Published: 09/04/2024 Last modified: 09/04/2024
     Newsletter on market conduct and transaction reporting issues, March 2024.

149. Contract for differences

     Tasks for firms Published: 09/01/2017 Last modified: 21/04/2023
     Find out about the FCA's expectations of providers and brokers offering retail consumers contract for differences (CFD) products, which include spread betting and rolling spot foreign exchange (FX).

150. Changes in mortgage regulation

     Speeches Published: 11/11/2015 Last modified: 11/11/2015
     Speech by Jonathan Davidson, Director of Supervision – Retail and Authorisations, delivered at the Council of Mortgage Lenders conference, London. This is the text of the speech as drafted, which may differ from the delivered version.