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Showing 1 to 10 of 1008 search results for Conduct risk in FX markets.

1. Conduct risk in FX markets

   Speeches Published: 30/11/2016 Last modified: 30/11/2016
   Speech by Edwin Schooling Latter, Head of Markets Policy at the FCA, delivered at FX Week Europe.

2. Market abuse requires a dynamic response to a changing risk profile

   Speeches Published: 13/02/2019 Last modified: 17/05/2019
   That is why developing the effective ‘conduct risk identification muscles’, is critical to protecting your businesses and ensuring our markets remain clean. ... to the question: What steps are firms taking to ensure that those operating in the

3. FX remediation programme: our next steps

   News stories Published: 28/07/2016 Last modified: 28/07/2016
   We launched a remediation programme in 2014 to ensure UK foreign exchange (FX) firms addressed the root causes of failings and to drive up standards across the market. Find out how firms should respond to our findings and our next steps.

4. 2014 fines

   News stories Published: 02/01/2014 Last modified: 31/08/2016
   This table contains information about fines published during the calendar year ended December 2014. The total amount of fines is £1,471,431,800.

5. Wholesale Conduct Risk

   Speeches Published: 24/07/2015 Last modified: 24/07/2015
   Wholesale Conduct Risk. Speeches First published:. 24/07/2015. Last updated: 24/07/2015. Share page. ... Speech by Tracey McDermott, director of supervision, investment, wholesale and specialists, at the Financial Conduct Authority (FCA), delivered at

6. FCA fines Barclays £284,432,000 for forex failings

   Press Releases Published: 19/05/2015 Last modified: 17/11/2021
   The Financial Conduct Authority (FCA) has imposed a financial penalty of £284,432,000 on Barclays Bank Plc (Barclays) for failing to control business practices in its foreign exchange (FX) business in London.

7. The commercial importance of culture to industry

   Speeches Published: 02/12/2014 Last modified: 02/12/2014
   What would a conduct risk appetite look like: no more than two attempts to manipulate global benchmarks? ... Clearly a statement of conduct risk appetite on this model does not work.

8. FCA Enforcement and the Wholesale Markets

   Speeches Published: 26/11/2014 Last modified: 30/01/2015
   Speech by Tracey McDermott, Director of Enforcement and Financial Crime at the Financial Conduct Authority (FCA), delivered at the 13th Annual FX Week Europe, London. This is the text of the speech as drafted, which may differ from the delivered

9. Forex trading scams

   Consumers Scams Published: 10/08/2017 Last modified: 20/03/2023
   Find out how unauthorised forex trading and brokerage firms work, how to avoid scams and what to do if you’re scammed.

10. FCA fines TFS-ICAP £3.44 million for market misconduct

    Press Releases Published: 23/11/2020 Last modified: 23/11/2020
    The Financial Conduct Authority (FCA) has fined TFS-ICAP Ltd, an FX options broker, £3.44m for communicating misleading information to clients.