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Showing 91 to 100 of 241 search results for complaints data to help assess how well firms.

  1. Privacy notice

    Last modified: 06/10/2021
    Our privacy notice explains how and why we use your personal data.
  2. Client money and assets reporting

    Tasks for regulated firms Published: 06/08/2015 Last modified: 19/10/2020
    CASS medium and large firms have to complete a CMAR each month through Gabriel
  3. 2021 Disclosure Log

    Last modified: 17/05/2021
    The aim of the FCA's Disclosure Log is to keep information that it has released under the Freedom of Information Act and which it thinks is of wider public interest. Find the Disclosure Log for 2021.
  4. Understanding mortgage prisoners

    Data Published: 17/01/2020 Last modified: 29/11/2021
    Following the FCA's Policy Statement on the changes to the responsible lending rules, it has published further data on the mortgage prisoner population. 
  5. Operational Resilience

    Tasks for regulated firms Published: 17/05/2017 Last modified: 15/10/2021
    We set out the requirements of our policy and how to report an operational disruption.
  6. The FCA’s Business Plan and Priorities

    Speeches Published: 16/05/2018 Last modified: 16/05/2018
    Speech by Andrew Bailey, Chief Executive at the FCA, delivered at the BIBA 2018 Annual Conference & Exhibition, Manchester
  7. Financial crime

    Tasks for regulated firms Published: 31/07/2015 Last modified: 29/06/2021
    Integrity of the UK's financial markets requires the FCA to ensure firms have effective systems and controls to detect, prevent and deter financial crime. Learn from good and poor examples and browse our guide to financial crime.
  8. Information we can share

    Last modified: 07/09/2021
    A guide to what we can share with the public about firms, people and markets, and what we can’t
  9. The technology challenge

    Speeches Published: 10/06/2014 Last modified: 19/06/2014
    Speech by Martin Wheatley, CEO, the FCA, at Lansons, London. This is the text of the speech as drafted, which may differ from the delivered version.
  10. Annual Report 2013/14

    Corporate documents Published: 10/07/2014 Last modified: 16/02/2016
    Our Annual Report 2013/14 covers our first year in operation. It sets out how we delivered against our statutory objectives and highlights our key achievements as an organisation.