Filter results
Filter by document type
Filter by year
Sort by:

Search results

Showing 121 to 130 of 15744 search results for application to register.

  1. AIFMD small authorised registration form [doc]

    Forms Published: 12/07/2013 Last modified: 20/07/2023
    Application for entry on register for small registered UK Alternative Investment Funds Managers (AIFM).

  2. Using the new Form A

    Firm authorisation Published: 03/10/2023 Last modified: 29/04/2024
    Find out about the changes we’ve made to Form A.

  3. Happy Financers

    Warnings Published: 08/01/2016 Last modified: 08/01/2016
    We believe this firm may be providing financial services or products in the UK without our authorisation. Find out why you should be wary of dealing with this unauthorised firm and how to protect yourself.

  4. New online portal for mutual societies

    News stories Published: 16/01/2019 Last modified: 16/01/2019
    The FCA has launched a new online portal for mutual societies. The portal is a gateway to our Mutuals Team and provides a quicker and easier way for societies to manage their information, submissions and applications.

  5. Electronic money and payment institutions

    Firms Electronic money and payment institutions Last modified: 16/08/2023
    Authorisation for payment institutions are applied under the Revised Payment Services Directive (PSD2). Read more and learn how to submit your application.

  6. Application for entry on register of SEF Managers [docx]

    Forms Published: 10/03/2022 Last modified: 30/03/2022
    Application for entry on register of SEF Managers

  7. KINGSTRADE

    Warnings Published: 23/04/2024 Last modified: 23/04/2024
    KINGSTRADE is not authorised or registered by the FCA. Find out more about unauthorised firms and individuals.

  8. Heads of compliance and MLROs

    Firms Published: 28/01/2022 Last modified: 08/12/2022
    Make sure you understand our expectations if your firm is applying to us to approve individuals to these positions.

  9. Payment institution applicants

    Tasks for firms Published: 08/05/2015 Last modified: 26/03/2024
    Find out what conditions you must meet to become a payment institution, and what to include in your application to be authorised by or registered with the FCA.

  10. Cryptoasset registration: information for applicants

    Published: 26/10/2023 Last modified: 07/02/2024
    The FCA's requirements and expectations of cryptoasset businesses for AML/CTF regime registration.