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Showing 131 to 140 of 6146 search results for This final notice.

  1. FCA issued Final Notices against Cathay International Holdings Limited, its CEO and Finance Director

    Press Releases Published: 25/07/2019 Last modified: 23/10/2023
    Today, the FCA has issued Final Notices against all three.

  2. FCA publishes Final Notice for Ian Hannam and confirms a financial penalty of £450,000

    Press Releases Published: 22/07/2014 Last modified: 22/07/2014
    FCA publishes Final Notice for Ian Hannam and confirms a financial penalty of £450,000. ... The Financial Conduct Authority (FCA) has today published a Final Notice for Ian Hannam stating that it has fined him £450,000.

  3. 2020 fines

    News stories Published: 21/01/2020 Last modified: 02/12/2022
    This page contains information about enforcement fines published during the calendar year ending 2020.

  4. 2023 fines

    News stories Published: 12/01/2023 Last modified: 04/04/2024
    Enforcement fines published in 2023.

  5. FSA Final Notice 2011: AF Directions Limited [pdf]

    Final notices Published: 11/02/2011 Last modified: 14/06/2014
    For the reasons set out in this Final Notice, the FSA is taking action against AF Directions Limited

  6. Final Notice 2024: Paydog Ltd [pdf]

    Final notices Published: 23/04/2024
    This Final Notice refers to a failure to carry on payment service activities. We imposed a cancellation.  

  7. FSA Final Notice 2011: DCR Strategies UK Limited [pdf]

    Final notices Published: 23/08/2011 Last modified: 14/06/2014
    For the reasons set out in this Final Notice, the FSA is taking action against DCR Strategies UK Limited

  8. FSA Final Notice 2011: AMG Business Solutions Limited [pdf]

    Final notices Published: 11/02/2011 Last modified: 14/06/2014
    For the reasons set out in this Final Notice, the FSA is taking action against AMG Business Solutions Limited

  9. FSA Final Notice 2011: Active Mortgage Solutions (UK) Limited [pdf]

    Final notices Published: 11/02/2011 Last modified: 14/06/2014
    For the reasons set out in this Final Notice, the FSA is taking action against Active Mortgage Solutions (UK) Limited

  10. Final Notice 2013: Michael Coscia [pdf]

    Final notices Published: 03/07/2013 Last modified: 07/04/2015
    This final notice refers to breaches of MAR related to market abuse in the trading frims sector. We imposed a fine.
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