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Showing 1 to 10 of 2536 search results for This final notice refers.
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2022 fines
This page contains information about enforcement fines published during the calendar year ending 2022. -
Business interruption insurance
Find out how we are seeking legal clarity on business interruption (BI) insurance during the coronavirus (Covid-19) crisis. -
Final Notice 2022: JLT Specialty Limited [pdf]
This Final Notice (JLT Speciliaty Limited) refers to breaches of PRIN 3 related to anti-bribery and corruption and financial crime in the general insurance and protection sector. We imposed a financial penalty. -
2019 fines
This page contains information about enforcement fines published during the calendar year ending 2019. -
FCA Final Notice to Finablr plc
We have issued a Final Notice to the firm in accordance with section 390(1) of the Financial Services and Markets Act. -
2020 fines
This page contains information about enforcement fines published during the calendar year ending 2020. -
2018 fines
This table contains information about fines published during the calendar year ending 2018. The total amount of fines is £60,467,212. -
Final Notice 2013: Michael Coscia [pdf]
This final notice refers to breaches of MAR related to market abuse in the trading frims sector. We imposed a fine. -
2021 fines
This page contains information about enforcement fines published during the calendar year ending 2021. -
FCA Final Notice 2015: Tiuta Plc [pdf]
This Final Notice refers to breaches of PRIN 4, COND, MIPRU and IPRU-INV related to threshold conditions in the investment adviser sector. We imposed a cancellation.