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Showing 1 to 10 of 2536 search results for This final notice refers.

1. 2022 fines

   News stories Published: 28/02/2022 Last modified: 23/06/2022
   This page contains information about enforcement fines published during the calendar year ending 2022.

2. Business interruption insurance

   Firms Focus areas Published: 12/05/2020 Last modified: 24/06/2022
   Find out how we are seeking legal clarity on business interruption (BI) insurance during the coronavirus (Covid-19) crisis.

3. Final Notice 2022: JLT Specialty Limited [pdf]

   Final notices Published: 22/06/2022
   This Final Notice (JLT Speciliaty Limited) refers to breaches of PRIN 3 related to anti-bribery and corruption and financial crime in the general insurance and protection sector. We imposed a financial penalty.

4. 2019 fines

   News stories Published: 16/01/2019 Last modified: 20/01/2020
   This page contains information about enforcement fines published during the calendar year ending 2019.

5. FCA Final Notice to Finablr plc

   Statements Published: 25/02/2022 Last modified: 25/02/2022
   We have issued a Final Notice to the firm in accordance with section 390(1) of the Financial Services and Markets Act.

6. 2020 fines

   News stories Published: 21/01/2020 Last modified: 03/03/2021
   This page contains information about enforcement fines published during the calendar year ending 2020.

7. 2018 fines

   News stories Published: 08/01/2018 Last modified: 15/01/2019
   This table contains information about fines published during the calendar year ending 2018. The total amount of fines is £60,467,212.

8. Final Notice 2013: Michael Coscia [pdf]

   Final notices Published: 03/07/2013 Last modified: 07/04/2015
   This final notice refers to breaches of MAR related to market abuse in the trading frims sector. We imposed a fine.

9. 2021 fines

   News stories Published: 04/03/2021 Last modified: 17/12/2021
   This page contains information about enforcement fines published during the calendar year ending 2021.

10. FCA Final Notice 2015: Tiuta Plc [pdf]

    Final notices Published: 05/11/2015 Last modified: 05/11/2015
    This Final Notice refers to breaches of PRIN 4, COND, MIPRU and IPRU-INV related to threshold conditions in the investment adviser sector. We imposed a cancellation.