Search results
Showing 31 to 40 of 1647 search results for Retail Conduct Risk.
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2022 fines
Enforcement fines published in 2022. -
Copy trading
Copy trading allows investors to trade by automatically copying another investor's trades, and this is often classed as portfolio or investment management. -
Chairman’s speech
Speech by FCA Chairman, John Griffith-Jones, at the Annual Public Meeting, London. This is the text of the speech as drafted, which may differ from the delivered version. -
2023 fines
Enforcement fines published in 2023. -
CryptoSprint outputs
Learn more about our first policy-focused CryptoSprint events held in May and June 2022. -
Contract for differences
Find out about the FCA's expectations of providers and brokers offering retail consumers contract for differences (CFD) products, which include spread betting and rolling spot foreign exchange (FX). -
Journey towards a conduct regulator
Speech by Clive Adamson, Director of Supervision, the FSA at the Westminster Forum, London -
Market Watch 76
Newsletter on market conduct and transaction reporting issues, October 2023. -
Our approach to international firms
Find out what standards we expect from international firms providing financial services in the UK, or preparing to apply for full UK authorisation. -
Attestations
Fine out how and why the FCA uses attestations as a supervisory tool.