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Showing 1 to 10 of 8910 search results for Register will.

  1. Cryptoassets: AML/CTF regime: Register with the FCA

    Tasks for regulated firms Last modified: 11/01/2021
    From 10 January 2020, the FCA will be the anti-money laundering and counter terrorist financing (AML/CTF) supervisor of UK cryptoassets businesses under the Money Laundering, Terrorist Financing and Transfer of Funds (Information on the Payer)
  2. Financial Services Register

    Registers and systems Published: 28/04/2016 Last modified: 02/02/2021
    The Financial Services Register is a public record of firms, individuals and other bodies that are PRA and/or FCA authorised. Search the register to find out if a firm is registered.
  3. How to register for RegData

    Registers and systems Published: 30/03/2020 Last modified: 22/01/2021
    Find out how to register for RegData, our new data collection platform which will replace Gabriel.
  4. Gabriel reporting

    Registers and systems Published: 04/05/2016 Last modified: 22/02/2021
    Gabriel is the FCA's online system for collecting and storing regulatory data from firms. Log in to Gabriel, submit regulatory data and access Gabriel online training.
  5. Our new UK Benchmarks Register

    Published: 01/12/2020 Last modified: 16/12/2020
    Find out about the new UK Benchmarks Register, which will replace the ESMA Register for UK supervised users, and UK and third country-based benchmark administrators.
  6. UK Securities Financing Transactions Regulation (UK SFTR)

    Markets Markets policy Published: 11/03/2020 Last modified: 04/01/2021
    The UK Securities Financing Transactions Regulation (SFTR) introduces requirements to improve transparency and monitor the risks associated with the securities financing transactions market.
  7. UK EMIR

    Markets Markets policy Published: 24/05/2016 Last modified: 04/01/2021
    Find out more about the European Market Infrastructure Regulation on derivatives, central counterparties and trade repositories (EMIR), which imposes requirements to improve transparency and reduce the risks associated with the derivatives market.
  8. Directory of certified and assessed persons

    Tasks for regulated firms Published: 05/09/2019 Last modified: 26/02/2021
    Under the Senior Managers and Certification Regime (SM&CR), we will publish and maintain a directory of certified and assessed persons on the Financial Services Register, so consumers and professionals can check the details of key individuals
  9. Gabriel reporting

    Registers and systems Published: 05/05/2016 Last modified: 03/09/2020
    Gabriel is the FCA's online system for collecting and storing regulatory data from firms. Log in to Gabriel, submit regulatory data and access Gabriel online training.
  10. UK AIFMs

    Markets Published: 08/06/2016 Last modified: 15/02/2021
    If you are an Alternative Investment Fund Manager (AIFM) you must be authorised (full-scope AIFM) or registered if you manage Alternative Investment Funds (AIFs) with assets under management below certain thresholds. Sub-threshold AIFMs may not