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Showing 31 to 40 of 14254 search results for RegDataandhow to register.

31. TRIDENT LOANS FINANCIAL SERVICES

    Warnings Published: 04/04/2024 Last modified: 04/04/2024
    TRIDENT LOANS FINANCIAL SERVICES is not authorised or registered by the FCA. Find out more about unauthorised firms and individuals.

32. Competition impacts of Big Tech in retail financial services

    Events Published: 26/10/2022 Last modified: 15/11/2022
    We are hosting a webinar, panel discussion and roundtables on the possible competition impact of Big Tech firms’ entry into financial services

33. Information on return of client assets - June 2022

    FOI Release Date of Release: 14/06/2022
    The FCA provides information on return of cliemt assets.

34. Cryptoasset AML / CTF regime: feedback on good and poor quality applications

    Tasks for firms Published: 22/03/2023 Last modified: 04/04/2024
    Feedback on good and poor quality applications made to the FCA under money laundering regulations.

35. Co-operative and Community Benefit Societies Act 2014

    Tasks for regulated firms Published: 27/07/2015 Last modified: 08/06/2016
    Read more about which societies are governed by the Co-operative and Community Benefit Societies Act 2014 (CCBS Act).

36. Register a new legal status: Electronic money and payment institutions

    Tasks for firms Published: 05/05/2015 Last modified: 03/05/2024
    The FCA provides information on how an electronic money or payment institution (PI) can change its legal status with us.

37. UK Securities Financing Transactions Regulation (UK SFTR)

    Markets Markets policy Published: 11/03/2020 Last modified: 31/03/2022
    The UK Securities Financing Transactions Regulation (SFTR) introduces requirements to improve transparency and monitor the risks associated with the securities financing transactions market.

38. Register your society

    Mutual societies New firm authorisation Published: 12/05/2015 Last modified: 24/02/2023
    Whether you should register your society and how to do so.

39. Coinstrategics (www.coinstrategics.org)

    Warnings Published: 03/05/2024 Last modified: 03/05/2024
    Coinstrategics (www.coinstrategics.org) is not authorised or registered by the FCA. Find out more about unauthorised firms and individuals.

40. UK EMIR

    Markets Markets policy Published: 23/05/2016 Last modified: 10/01/2023
    The UK European Market Infrastructure Regulation (UK EMIR) covers derivatives, central counterparties and trade repositories. Find out how it applies to your firm.