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Showing 61 to 70 of 2694 search results for Public Register.

  1. Aviessence

    Warnings Published: 21/05/2010 Last modified: 21/08/2013
    We (the Financial Conduct Authority – FCA) have published this statement today in order to warn investors against dealing with unauthorised firms.
  2. Balance of interests

    Speeches Published: 26/06/2013 Last modified: 18/01/2017
    Speech by Martin Wheatley, Chief Executive, the FCA, at the International Derivatives Expo, London. This is the text of the speech as drafted, which may differ from the delivered version.
  3. Understanding ‘advice’ and ‘guidance’ on investments

    Consumers Published: 23/02/2018 Last modified: 19/06/2020
    If you’re looking to invest your money, there are a range of organisations that can offer you financial ‘advice’ or ‘guidance’. Learn about some of the main differences between these services.
  4. Cancel or dissolve a regulated society

    Tasks for regulated firms Published: 11/05/2015 Last modified: 18/04/2017
    How to cancel or dissolve a regulated society or branch, including distributing assets.
  5. AJAJ Group

    Warnings Published: 07/08/2013 Last modified: 07/08/2013
    We (the Financial Conduct Authority – FCA) have published this statement today in order to warn investors against dealing with unauthorised firms.
  6. alfredbergam

    Warnings Published: 05/03/2012 Last modified: 21/08/2013
    We (the Financial Conduct Authority – FCA) have published this statement today in order to warn investors against dealing with unauthorised firms.
  7. Avensisforex

    Warnings Published: 06/01/2009 Last modified: 21/08/2013
    We (the Financial Conduct Authority – FCA) have published this statement today in order to warn investors against dealing with unauthorised firms.
  8. A3 Union

    Warnings Published: 18/05/2007 Last modified: 20/08/2013
    We (the Financial Conduct Authority – FCA) have published this statement today in order to warn investors against dealing with unauthorised firms.
  9. Cryptoassets: AML / CTF regime

    Tasks for regulated firms Published: 25/10/2019 Last modified: 24/08/2020
    From 10 January 2020, the FCA will be the anti-money laundering and counter terrorist financing (AML/CTF) supervisor of UK cryptoassets businesses under the Money Laundering, Terrorist Financing and Transfer of Funds (Information on the Payer)
  10. ALV Group

    Warnings Published: 22/10/2009 Last modified: 20/08/2013
    We (the Financial Conduct Authority – FCA) have published this statement today in order to warn investors against dealing with unauthorised firms.