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Showing 1 to 10 of 53 search results for proposals to introduce a public register.

1. FCA statement on proposals to introduce a public register

   Statements Published: 26/02/2018 Last modified: 26/02/2018
   Later this year, the Financial Conduct Authority (FCA) will consult on proposals to make information available on a wider range of individuals at authorised firms.

2. Regulation round-up March 2018

   Newsletters Published: 15/03/2018 Last modified: 23/03/2018
   Regulation round-up is our monthly email to all regulated firms, updating you on the latest news that affects your sector.

3. UK EMIR news

   Markets policy Published: 24/05/2016 Last modified: 05/03/2021
   Read our archive of news relating to EMIR dating back to August 2013.

4. Regulation round-up March 2019

   Newsletters Published: 26/03/2019 Last modified: 26/03/2019
   Regulation round-up is our monthly update on the latest news that affects your sector.

5. Implementing Technology Change

   Firms Multi-firm reviews Published: 05/02/2021 Last modified: 05/02/2021
   This review sets out the findings from our cross-Financial Services change management review which looked at how financial firms manage technology change, the impact of change failures and the practices utilised within the industry to help reduce

6. 2019 Disclosure Log

   Last modified: 02/10/2020
   The aim of the FCA's Disclosure Log is to keep information that it has released under the Freedom of Information Act and which it thinks is of wider public interest. Find the Disclosure Log for 2019. 

7. Regulation round-up February 2019

   Newsletters Published: 21/02/2019 Last modified: 21/02/2019
   Regulation round-up is our monthly email to all regulated firms, updating you on the latest news that affects your sector.

8. An update on our approach to authorisation and our Brexit preparations

   Speeches Published: 30/10/2018 Last modified: 30/10/2018
   Speech by Sarah Rapson, Director, Authorisations at the Association of Professional Compliance Consultants (APCC) Autumn Conference.

9. Cryptoassets: AML/CTF regime: Register with the FCA

   Tasks for regulated firms Last modified: 11/01/2021
   From 10 January 2020, the FCA will be the anti-money laundering and counter terrorist financing (AML/CTF) supervisor of UK cryptoassets businesses under the Money Laundering, Terrorist Financing and Transfer of Funds (Information on the Payer)

10. Brexit resources

    Focus areas Published: 09/03/2018 Last modified: 08/01/2021
    This page lists our news, statements, speeches and publications related to Brexit.