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Showing 11 to 20 of 3603 search results for Public Register.

  1. UK Securities Financing Transactions Regulation (UK SFTR)

    Markets Markets policy Published: 11/03/2020 Last modified: 04/01/2021
    The UK Securities Financing Transactions Regulation (SFTR) introduces requirements to improve transparency and monitor the risks associated with the securities financing transactions market.
  2. Regulated Covered Bonds Register

    Firms Registers and systems Published: 13/05/2016 Last modified: 19/11/2020
    The Regulated Covered Bonds Register is a public record of all regulated covered bond issuers and regulated covered bonds.
  3. Claims Advisory Group (clone of UK registered public company)

    Warnings Published: 19/12/2019 Last modified: 20/11/2020
    Claims Advisory Group (clone of UK registered public company) is not authorised or registered by the FCA. Find out why and how to protect yourself from scammers.
  4. How to register for RegData

    Registers and systems Published: 30/03/2020 Last modified: 22/01/2021
    Find out how to register for RegData, our new data collection platform which will replace Gabriel.
  5. UK EMIR

    Markets Markets policy Published: 24/05/2016 Last modified: 04/01/2021
    Find out more about the European Market Infrastructure Regulation on derivatives, central counterparties and trade repositories (EMIR), which imposes requirements to improve transparency and reduce the risks associated with the derivatives market.
  6. Annual fees: Online Invoices with FCA Chrysalis

    Tasks for regulated firms Published: 09/05/2015 Last modified: 04/03/2021
    Our online invoicing enables you to conveniently pay your annual FCA fees online. Register for online invoicing here.
  7. Mutual societies registration function: 2019-20

    About us Corporate documents Published: 29/05/2020 Last modified: 29/05/2020
    The Mutual Societies Order 2013 (exercising powers in the Financial Services Act 2012) requires us to have ongoing arrangements to determine whether mutual societies are complying with the relevant legislation.
  8. ScamSmart resources

    ScamSmart Last modified: 03/03/2021
    ScamSmart resources
  9. UK AIFMs

    Markets Published: 08/06/2016 Last modified: 15/02/2021
    If you are an Alternative Investment Fund Manager (AIFM) you must be authorised (full-scope AIFM) or registered if you manage Alternative Investment Funds (AIFs) with assets under management below certain thresholds. Sub-threshold AIFMs may not
  10. Our new UK Benchmarks Register

    Published: 01/12/2020 Last modified: 16/12/2020
    Find out about the new UK Benchmarks Register, which will replace the ESMA Register for UK supervised users, and UK and third country-based benchmark administrators.