Filter results
Filter by document type
Filter by year
Sort by:

Search results

Showing 102 to 111 of 130 search results for Primary Market Bulletin No.17.

  1. Financial Services Register

    To look up details of firms, use The Financial Services Register. The register is a public record that shows details of firms, individuals and other bodies that are, or have been, regulated by the Prudential Regulation Authority (PRA) and/or the Financial Conduct Authority (FCA).

  2. FSA - Primary Market Bulletin No.4: Summary of actions [pdf]

    Newsletters Published: 05/12/2012 Last modified: 03/08/2016
    As explained in PMB No. 2, the UKLA Knowledge Base is our new online repository for formal guidance notes, offering practitioners guidance on a number of aspects of the Listing Rules (LR), the Prospectus Rules (PR) and the Disclosure and

  3. FS22/4: ESG integration in UK capital markets

    Feedback statements Published: 29/06/2022 Last modified: 29/06/2022
    We summarise feedback to our discussion chapter (in CP21/18) on environmental, social and governance (ESG) integration in UK capital markets and set out our potential next steps.

  4. Proxy advisors

    Markets Published: 18/12/2019 Last modified: 17/04/2024
    Proxy advisors offer research, advice or recommendation services. Read more about the Proxy Advisors Regulations, joining our public list and reporting breaches.

  5. Request individual guidance

    Markets Published: 04/06/2016 Last modified: 16/01/2024
    Find out how to request individual guidance.

  6. Climate change and sustainable finance

    Published: 19/04/2021 Last modified: 23/04/2024
    The FCA's work on climate change and other environmental, social and governance (ESG) issues.

  7. Market Abuse Regulation

    Markets Market abuse Published: 03/05/2016 Last modified: 22/05/2023
    The Market Abuse Regulation (MAR) aims to increase market integrity and investor protection. Find out more about the application and structure of the MAR, market abuse offences and exemptions.

  8. Primary Market Bulletin 31: Review of delayed disclosure of inside information [pdf]

    Primary market Published: 11/11/2020 Last modified: 11/11/2020
    We have recently undertaken a review of the Delayed Disclosure of Inside Information (DDII) notifications that it receives under Article 17(4) of the Market Abuse Regulation (MAR).

  9. How we monitor the market and contact issuers

    Markets Primary markets Published: 18/02/2021 Last modified: 18/02/2021
    We explain how we monitor the market, and when and how we might contact an issuer.

  10. Primary Market Bulletin 31: Corporate governance disclosures by listed issuers [pdf]

    Primary market Published: 11/11/2020 Last modified: 11/11/2020
    We found several areas where we felt that the corporate governance disclosures required under our rules could be improved

  11. Debt Issuers: Early Engagement Team and Enquiry Service

    Markets Published: 04/06/2016 Last modified: 09/01/2023
    Find out about the Early Engagement Team and our Enquiry Service for debt issuers